- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and ... Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- Charles Schwab (Westlake, TX)
- …dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... internal controls, policies, procedures, and systems designed to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is… more
- Western Union (Denver, CO)
- ** Senior Manager, Global Sanctions and Anti-Bribery & Corruption Advisory - Denver, Colorado or New York, New York** Are you ready to join an advanced team with ... as a Senior Manager, Global Sanctions and Anti-Bribery & Corruption Advisory ! **Western Union powers your pursuit** Western Union maintains a robust Financial… more
- Sandia National Laboratories (Albuquerque, NM)
- …service in the national interest. We are seeking a highly motivated and experienced Senior Manager, to lead Sandia's Audit Advisory Services Group. What Your Job ... from home) + Generous vacations, strong medical and other benefits , competitive 401k, learning opportunities, relocation assistance and amenities...Will Be Like We are seeking a Senior Manager, Audit Advisory Services. Sandia National… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Advisory oversees the team and is responsible to ... develop and maintain all aspects of AML/ATF/Sanctions/ABAC compliance programs for TD businesses and legal entities across...applicable. Manage all high-risk initiatives and all escalations. The Senior Manager for OFAC Advisory will report… more
- KPMG (New York, NY)
- …Title:** Senior Associate, Infrastructure Capital Projects & Climate Advisory (Broadband) **Requisition Number:** 112146 - 68 **Function:** Advisory ... areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Senior Associate, Infrastructure Capital… more
- KPMG (Austin, TX)
- …Title:** Senior Associate, Infrastructure Capital Projects & Climate Advisory (Real Estate) **Requisition Number:** 112188 - 86 **Function:** Advisory ... and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Senior ...the firm is proud to offer a comprehensive, competitive benefits package, with options designed to help you make… more
- KPMG (Los Angeles, CA)
- …Title:** Senior Associate, Infrastructure Capital Projects & Climate Advisory (Transportation) **Requisition Number:** 112129 - 8 **Function:** Advisory ... and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Senior ...the firm is proud to offer a comprehensive, competitive benefits package, with options designed to help you make… more
- Flexport (New York, NY)
- …to help clients identify supply chain risks and cost savings opportunities. As a **Trade Advisory Senior Associate** , you will work closely with other Trade ... while servicing our clients. **You will:** + Support trade advisory projects that focus on trade compliance ...range for this position: (exclusive of bonus, equity and benefits .) $80,010-$88,900 USD At Flexport, our ability to fulfill… more
- Ankura (New York, NY)
- Ankura is a team of excellence founded on innovation and growth. Our Audit Advisory Team of professionals includes several former senior officials from the ... from case assessment through expert testimony, as well as compliance verification services following resolution of the matter. More...Consulting has a full-time position for a Director / Senior Director in its Audit Advisory Practice.… more
- KPMG (New York, NY)
- **Business Title:** Senior Director, Editor in Chief - Advisory Insights **Requisition Number:** 111706 - 68 **Function:** Advisory **Area of Interest:** ... Senior Director, Editor in Chief to join our Advisory Insights organization. Responsibilities: + Lead concept ideation and...the firm is proud to offer a comprehensive, competitive benefits package, with options designed to help you make… more
- Charles Schwab (Phoenix, AZ)
- **Your opportunity** Investor Advice Solutions consists of Schwab Wealth Advisory , Centralized Service & Operations and Wealth Strategies Consulting Group. Schwab ... Wealth Advisory is a premier,...meet income generation, risk mitigation, and liquidity needs. As a ** Senior Regional Manager** you will coach and counsel a team… more
- Snap Inc. (Los Angeles, CA)
- …is financially healthy and consistently meeting our reporting obligations. We're looking for a Senior , Risk Advisory Partners to join the Risk Advisory ... walkthroughs and help execute testing procedures for SOX controls Compliance . Working from our Santa Monica, CA office, you'll...with a public accounting firm in an assurance or advisory role, company's internal audit, or SOX department required… more
- Cummins Inc. (Indianapolis, IN)
- ** Senior Auditor - Internal Audit & Advisory ** **Description** We are looking for a talented Audit Senior - Internal Audit & Advisory to join our team ... for assisting in the execution of financial, operational, information systems, and compliance audits to evaluate the effectiveness and efficiency of the internal… more
- Alight (IL)
- …of Be Alight. Learn more at careers.alight.com. **About the Role** We are seeking a Senior Client Manager to join our Financial Services team. In this role, you will ... clients' and employees' financial wellbeing. Responsibilities include delivering participant advisory services, collaborating with internal teams and vendors, and… more
- UL, LLC (Albany, NY)
- The Senior Business Manager leads the renewable (Wind, Solar, Storage) advisory business in the Americas, under the overall direction of the Global Director of ... high performance and morale. + Ensure understanding of and compliance with all established policies and requirements. + Communicate...the base salary offered. Employees are eligible for health benefits such as medical, dental and vision; wellness … more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are seeking a Vice President, Fixed Income Compliance Advisory to join TD Securities in NYC. The ideal ... candidate must have compliance advisory experience, supporting fixed income business...and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... + Assist with investigations and disciplinary actions + Provide advisory compliance services to the business +...+ A track record of working with and advising senior business people on compliance matters +… more
- Lenovo (Morrisville, NC)
- Advisory Engineer, Product Chemical Materials Compliance - Remote **General Information** Req # WD00064319 Career area: Hardware Engineering Country/Region: ... to the Senior Manager, Global ESG Operations. **Job Responsibilities** The Advisory Engineer will drive Lenovo's global corporate product chemical compliance … more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading, some ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** 190,000 - 250,000 USD TD is committed to providing fair… more