- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll be at the forefront of regulatory ... units on how to meet and exceed regulatory expectations. Design & Enhance Compliance Programs : Develop and refine compliance processes for investment products,… more
- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part ... and credit card providers and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich Cover-More North America, you'll play a key… more
- Capital One (Richmond, VA)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role (second ... working within the Compliance Management Program framework, the Retail Bank Compliance Advisor is responsible for delivering quality results, providing … more
- Chevron Corporation (Houston, TX)
- Chevron is accepting online applications for the position ** Senior Trading Compliance & Regulatory Advisor ** through October 15, 2025 at 11:59 pm (CDT). The ... ** Senior Trading Compliance & Regulatory Advisor ** is part of Corporate Treasury - Credit, Risk Control & Trading Compliance division. Our mission is to… more
- Santander US (Dallas, TX)
- Consumer Loan Regulatory Compliance - Senior Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... to Talk to You!** **The Difference You Make:** The Senior Advisor serves as a subject matter...analyses data to help business units identify potential regulatory compliance concerns, identifies root cause(s) of identified compliance… more
- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know ... well-managed payments network. To develop and maintain this program, the Senior Manager AML Compliance Advisor will be establishing KYP requirements, ongoing… more
- AltaGas (Springfield, VA)
- **Job Description** **WGL - Senior Pipeline Safety and Compliance Advisor ** As a Senior Pipeline Safety & Compliance Advisor , you'll play a ... critical role in ensuring the safety, integrity, and regulatory compliance of Washington Gas' natural gas systems. This is a dynamic, cross-functional role that… more
- The Cigna Group (Bloomfield, CT)
- …delivery within budget, ultimately ensuring Cigna Group compliance and/or Client/Partner compliance . The Senior Advisor will provide mentorship and ... **Summary** Enterprise Compliance Programs and Operations is seeking a highly...portfolio funded, or business funded. The **Enterprise** **Program Management** ** Senior Advisor ** is accountable for enterprise program… more
- Vanguard (Malvern, PA)
- Supports the development, implementation, and maintenance of compliance processes, as well as compliance monitoring functions related to business activities and ... investment products. Serves as a trusted advisor to the business, provides guidance and oversight of...regularly with business unit stakeholders and internal risk and compliance partners + Manages regulatory visits, exams, inquiries and… more
- Vanguard (Malvern, PA)
- Core Responsibilities + Designing, enhancing, and overseeing compliance processes and programs that support Vanguard's investment products and trading activities. + ... contact and manage key relationships with IMG Portfolio Managers, Traders, Risk, Compliance , and other internal stakeholders. + Respond to live trading questions in… more
- CIBC (Chicago, IL)
- …lending and treasury management. **KEY ACCOUNTABILITIES** + Support the Bank's compliance with all applicable federal, state, and local banking regulations and ... to internal stakeholders, ensuring that all departments are aware of their compliance obligations + Assist with the development of content of compliance… more
- Bombardier (Wichita, KS)
- …or any other characteristic protected by Federal, National, or Local Laws. **Job** Senior Advisor , Aftermarket Customer Compliance - Wichita or Dallas ... Learjet **Organization** Learjet Inc **Shift** **Employee Status** Regular **Requisition** 9587 Senior Advisor , Aftermarket Customer Compliance - Wichita… more
- Vanguard (Scottsdale, AZ)
- The Senior Compliance Advisor will be an individual contributor responsible for collaborating to advise D&A and Personal Investor business teams on ... This team's role is to provide guidance to mitigate compliance risk while elevating a supervisory program for the...will work across various teams to build relationships with senior stakeholders. Core Responsibilities + Serves as an experienced… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams ... Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk, AML and across the firm. + May represent the … more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Banking Compliance Advisor III and Senior job and contemplates a wide range ... of this job is to provide advice with respect to implementation of and compliance with applicable rules and regulations. Essential Functions + Stay informed of … more
- City National Bank (New York, NY)
- … OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR * *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- Columbia Bank (Santa Rosa, CA)
- Senior Wealth Advisor Wealth Management Irvine, California Sacramento, California Santa Rosa, California Eugene, Oregon Los Angeles, California Medford, Oregon ... for people. Together for business. Together for better. **About the Role:** A Senior Wealth Advisor is an experienced financial professional who can work… more
- Southern California Edison (Alhambra, CA)
- **Join the Clean Energy Revolution** Become a **PI System Senior Advisor (Architect)** at Southern California Edison (SCE) and build a better tomorrow. In this ... also leads the design and support of PI System compliance within our regulated NERC CIP environment. The PI...modern technology languages, frameworks and patterns. The PI System Senior Advisor should be an experienced engineer… more
- KeyBank (Amherst, NY)
- …position may be filled at different salary grade levels depending on requirements._** ** Senior Business Risk and Controls Risk Advisor ** ABOUT THE JOB (JOB ... operating within defined risk appetite. Provides risk, control and compliance consultation / advice, in conjunction with the second...of 3 days a week. COMPENSATION AND BENEFITS The Senior BRC Risk Advisor position is eligible… more
- Zebra Technologies (Lincolnshire, IL)
- …for our people, our customers, and the world. The Sourcing and Procurement Specialist, Senior Advisor is the third role of three Independent Contributor roles ... the Procurement organization. More specifically, the Sourcing and Procurement Specialist Senior Advisor , Platform Processor Chipsets / Radio Frequency Category… more
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