- Citigroup, Inc. (Paramus, NJ)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/AML and… more
- AFIN Family Wealth Management Inc (Winnetka, IL)
- Senior Financial Advisor AFIN Family Wealth Management is a firm specializing in holistic financial planning for individuals and businesses. Our goal is to make ... estate conservation, and preserving wealth. Job Summary As a Senior Financial Advisor at AFIN Family Wealth...new industry trends and research market Adhere to regulatory compliance standards and ethical practices in all client interactions… more
- Citigroup, Inc. (Arlington Heights, IL)
- …opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home Lending Officer, etc.) ... The Wealth Relationship Advisor SAFE Act is a seasoned professional role....Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure that KYC/AML and other … more
- Fortis Colleges and Institutes (Houston, TX)
- …interaction with potential students may be recorded and audited for compliance and quality assurance purposes. Essential Duties and Responsibilities: *Conducts ... with all required student disclosure statements and information. *The Advisor will ensure that all prospective students will be...given the opportunity to meet with a Financial Aid Advisor and given a tour of the school prior… more
- MUFG Bank, Ltd. (New York, NY)
- …efforts as they pertain to regulatory developments. Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- Wealth Enhancement Group (Tarrytown, NY)
- …please visit www.wealthenhancement.com. We have an exciting opportunity for an Associate Financial Advisor . As an AFA, you will work as part of an advisory ... team, and on behalf of senior advisors, to help clients achieve their financial goals...manage client relationships with excellent service Assist the Financial Advisor during client meetings and with follow-up Take meeting… more
- Wealth Enhancement Group (Melville, NY)
- …please visit www.wealthenhancement.com. Our Long Island/NYC office is looking for a Financial Advisor working as part of an advisory team to help clients achieve ... let's have one. Primary Job Functions Manage client relationships and assist senior advisors with management of complex clients to the WEG planning-based standard… more
- Capital One (Richmond, VA)
- Payments Governance Advisor , Risk Manager - Hybrid The Enterprise Payments Governance and Oversight team is seeking a dynamic Governance Advisor who will play a ... that will have a direct impact on the company. You will partner with Senior Leaders and stakeholders across Operations, Risk Management, Product, and other key areas… more
- Northwell Health (New Hyde Park, NY)
- …strategic advice and guidance to the Pharmacy function. Works with senior executives to develop and drive system-wide functional strategies. Collaborates with ... ensure reporting of financial and operational metrics and optimal service outcomes. Ensures compliance with Federal and State rules and regulations as it pertains to… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …levels of leadership within Novo Nordisk US Operations, serving as a key advisor to the cross-functional teams on AI development, consumption, and governance. This ... the Novo Nordisk US Operations, including ED&AA, IT, Ethics and Compliance , Commercial, Patient Services, CMR (Clinical, Medical, Regulatory), Finance, and Novo… more
- Careers at KKR (Boston, MA)
- …the activities of its sponsored funds and insurance subsidiaries. POSITION SUMMARY The Senior Compliance Officer - Marketing Review will support the Company's ... and Marketing Review function of our insurance and asset management businesses. The Senior Compliance Officer - Marketing Review will join the Compliance… more
- Center for NYC Neighborhoods (New York, NY)
- JOB TITLE: Senior Staff Attorney - Lending and Programs DEPARTMENT: Legal REPORTS TO: The General Counsel FLSA: Exempt SALARY RANGES: $105,000 to $140,000 About the ... neighborhood property value across New York. Position Summary The Senior Staff Attorney - Lending and Programs will serve...are not limited to: *Act as a trusted legal advisor to the General Counsel and internal leadership and… more
- Cetera Financial Group, Inc. (Dallas, TX)
- Job Description The Senior HR Analyst will serve as a strategic partner to HR Business Partners (HRBPs), delivering advanced analytics consulting, building scalable ... tools, and automating manual processes to drive efficiency and compliance . This role requires deep expertise in Excel (including Power Query and VBA), strong… more
- Willis Towers Watson (Chicago, IL)
- …costs and risks with plan objectives and participant opportunities. As a Senior Director and Head of North America Retirement's Actuarial Leadership group, you ... engagements, leading and delivering retirement services and serving as a strategic advisor to clients. The Role: Lead North America Retirement's Actuarial Leadership… more
- Activision Blizzard, Inc. (Los Angeles, CA)
- …for ABK. We strive to provide end-to-end experiences for our customers with built-in compliance and intelligent insights. As the Senior Manager, you will oversee ... Job Title: Senior Manager, North America Accounting Ops Requisition ID:...large-scale, global accounting support for financial close, reporting, statutory compliance , and audit for over 300 ABK/Microsoft legal entities… more
- TD Bank Group (Mount Laurel, NJ)
- …for this role. Line of Business: Risk Management Job Description: The Senior Manager, Quantitative Analytics oversees and lead a team of Quantitative Strategist ... and provides guidance to the team and others as needed. The Senior Manager, Quantitative Analytics also leads the advanced quantitative models' development to… more
- Flatwater Group (Denver, CO)
- …The Senior Business Analyst/Governance Analyst serves as a strategic advisor and technical expert, leading efforts to establish and strengthen data governance ... requirements into actionable strategies that support enterprise-wide data management and compliance goals. By championing best practices in data stewardship and… more
- Logical Net (Schenectady, NY)
- …strategic advisor , guiding clients on IT best practices, cybersecurity, compliance , and technology roadmaps. Schedule and lead Quarterly Business Reviews (QBRs) ... Job Type Full-time Description Job Description Date : January 2025 Position: Senior Account Manager Reporting to: President/CEO Job Description Overview: The … more
- Altruist (San Francisco, CA)
- …logic, and integrations with accounting or custodial systems Familiarity with advisor fee structures, custodial billing practices, and compliance requirements ... exceptional growth phase and we're excited to hire a Senior Product Manager to lead the evolution of our...thinking, strong technical acumen, and a deep understanding of advisor needs and financial services infrastructure. Your impact Own… more
- Temple University (Philadelphia, PA)
- …Temple University, please go here: http://careers.temple.edu/careers-temple Summary: The Executive Senior Associate Athletic Director for Development & NIL Strategy ... is an advisor and liaison to the Vice President and Director...President of Institutional Advancement (IA); and serves as a senior leader within Temple University Athletics. This position is… more
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