- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... compliance advisory services primarily for Fixed Income securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- First Horizon Bank (Memphis, TN)
- …be the best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure ... with all regulatory processes and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible for adherence to First… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... clients across industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... In this role you will also focus on equities and fixed income trading Compliance matters. Job Responsibilities + Maintain policies and standards which set… more
- Ventura County (Ventura, CA)
- …floating holiday. POSITION: Under direction of a Program Management Analyst and the Senior Deputy Executive Officer , on an as-needed basis, monitors and ... Management Analyst I - Budget and Finance ( Fixed Term) Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/4943395) Apply Management Analyst I -… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... provide compliance advisory services for Equities, Fixed Income, Listed Options, Structured Products trading activities as well as knowledge of various… more
- HSBC (San Francisco, CA)
- …needs. Reports to Head of Credit for US Innovation Banking. As our SVP Senior Credit Officer you will: + Evaluate loan application requests, including evaluation ... ensuring timely management of credit risk ratings, out of compliance issues, past due loans, and remediation actions +...a pay range between $225,000.00 and $275,000.00 The final fixed pay offer will depend on the candidate and… more
- City of Durham (Durham, NC)
- 911 Emergency Communications Technician, Senior (Communications Officer ) Print (https://www.governmentjobs.com/careers/durhamnc/jobs/newprint/4417057) Apply ... 911 Emergency Communications Technician, Senior (Communications Officer ) Salary $49,737.00 - $77,169.00...OR 5:00 pm to 5:00 am. This coverage utilizes fixed shifts including nights, weekends and holidays. Shifts are… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- Stanford Health Care (Palo Alto, CA)
- …Development & Education (EDLD), Chief Strategy Officer (CSO), Chief Executive Officer (CEO), and other Senior Managers (SM); b) Participating and/or ... observing at meetings at all levels of the organization, eg Board, Senior Executives Cabinet, Management Forum, Department c) Visiting key Hospital Departments and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance… more
- County of El Dorado (Placerville, CA)
- Sr. Animal Services Officer Print (https://www.governmentjobs.com/careers/edcgov/jobs/newprint/4756667) Apply Sr. Animal Services Officer Salary $55,203.20 - ... consecutive biweekly pay periods in the position. + A fixed amount of additional vacation leave to be accrued...60 years of age and older. These services include: Senior Nutrition, Senior Shuttle, Older Adult Day… more
- Mizuho Corporate Bank (New York, NY)
- …and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a member of a centralized ... control activities and promotes an effective control environment. The First Line Control Officer reports directly to BRC, with an additional reporting line to the… more
- SAP (Herndon, VA)
- …and a variety of benefit options for you to choose from. **SAP NS2 Senior Security Officer - Herndon, VA (Active Top Secret Clearance required)** **COMPANY ... (SAP NS2) is seeking a qualified and experienced security professional to serve as Senior Security Officer , based in Herndon, VA office. This is a critical… more
- Wells Fargo (Charlotte, NC)
- …and risk management purposes. **About the Role:** Wells Fargo is seeking Model Risk Officer for the areas of Counterparty Credit Risk that covers both CIB CVA models ... and MCRM Counterparty Credit Risk exposure models. As a Model Risk Officer (MRO), you will be managing a team of quantitative professionals responsible for ensuring… more
- General Dynamics Information Technology (Aurora, CO)
- …of related experience **US Citizenship Required:** Yes **Job Description:** **Physical Security Officer - Senior ** Produce PTCO deliverables in context with the ... Accreditation Process Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (ie FFC, CSP,… more
- Maryland Department of Transportation (Baltimore City County, MD)
- Chief Financial Officer (DOT Executive VIII) Salary $135,418.00 - $211,382.00 Annually Location Baltimore City Job Type Full Time Job Number 8026-MDTA-05/25 ... our employees to achieve these goals. Nature of Work: The Chief Financial Officer (CFO) is responsible for ensuring the organization's overall financial health and… more
- Citizens (Johnston, RI)
- Description The CSI Regional Control Officer (RCO) uses best practices and knowledge of internal or external business issues to improve products or services. The RCO ... guidance when solving complex problems related to business, administrative and compliance based tasks. Primary responsibilities include: + Direct supervision of… more
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