- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... surveillance function. Safeguarding the reputation of Compliance 's good governance depends on us. The Senior...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... the Compliance Manual and Written Supervisory Procedures. + Provide Compliance Advisory services for broker-dealer Trade Surveillance process. + Provide… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and implement appropriate corrective actions + Partner with global/regional Surveillance teams in promoting our global program and its… more
- MyFlorida (Tallahassee, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70023579 Date: Jul 31, 2025 The State Personnel System is an E-Verify employer. For more information click on our ... Requisition No: 857844 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70023579 Pay Plan: Career Service Position… more
- Chenega Corporation (Atlanta, GA)
- …The ** Surveillance Supervisor/Sergeant's** primary duty is to assist the Senior Shift Supervisor to ensure that contractual obligations are met. The SS/Sgt ... the shift work distribution and training, answering of Security Officer (SO)s questions related to work, and solving shift...minimum supervision. The SS/Sgt is directly accountable to the Senior Shift Supervisors-LT's. The SS/Sgt may be armed with… more
- General Dynamics Information Technology (Cheyenne, WY)
- …Facility (SCIF) & Special Access Program (SAP) construction efforts. HOW A SECURITY OFFICER SENIOR WILL MAKE AN IMPACT + Assesses, identifies and communications ... **Public Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage… more
- ManTech (Washington, DC)
- **MANTECH** seeks a motivated, career and customer-oriented ** Senior Security Officer (SSO),** to join our team based in **Washington, DC.** As a Senior ... with Facility Services, Construction Contractor, and partners to ensure compliance with construction requirements and oversee all CCR equipment installations,… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary Responsibilities** +… more
- Wells Fargo (Charlotte, NC)
- …to provide expertise to key aspects of the bank's controls and trade surveillance framework within the First Line business. The successful candidate will work ... Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews, section… more
- JCTM LLC (Havelock, NC)
- …and regular audits. + Support for SAP Operations: Collaborate with the PSO and Senior Intelligence Officer (SIO) to oversee daily security functions and ensure ... units? At JCTM, we're looking for a highly skilled Contractor Program Security Officer (CPSO) to support the Special Access Program Control Officer (SAPCO)… more
- Cayuse Holdings (Fallon, NV)
- …be involved. **Reports To:** The incumbent's immediate lead is the Range Control Officer , Senior . Watch assignments are generated in accordance with Range ... Work Instructions (WI). + This position is Range Control Officer , Fallon Range Training Complex (FRTC), and Naval Air...maximum safety. Utilizes radar, air and ground communications, and surveillance video systems to monitor all air and ground… more
- Nightwing (Palm Bay, FL)
- …cyber defense and resiliency, vulnerability research, ubiquitous technical surveillance , data intelligence, lifecycle mission enablement, and software modernization. ... operations, cyber defense and resiliency, vulnerability research, ubiquitous technical surveillance , data intelligence, lifecycle mission enablement, and software modernization.… more
- Access Dubuque (Dubuque, IA)
- Police Officer **City of Dubuque** 1 Positions ID: 63853 Posted On 03/18/2025 Refreshed On 07/25/2025 **Job Overview** **Position Summary** **GENERAL SUMMARY:** ... assignments are general and special instructions are received from a superior officer who reviews work methods and results through reports, personal inspection and… more
- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... office supervision program for both broker-dealer and RIA channels. + **Drive Compliance Excellence** : Oversee surveillance and monitoring operations, including… more
- RTX Corporation (Pueblo, CO)
- …Excel, and Power Point). **Qualifications We Prefer:** + Insider Threat Program Senior Officer (ITPSO) experience + Experience with COMSEC account management. ... as the FSO with Collins Aerospace, Global Security Services (GSS), Government Security Compliance (GSC) in Puelbo, CO. The candidate's primary focus is to support… more
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