- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part ** Trade Surveillance Oversight** Team. This role will be ... functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Ventura County (Ventura, CA)
- Investment Officer / Senior Investment Officer Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/5071037) Apply Investment Officer / ... Officer series. Under the general supervision of the Senior Investment Officer or senior ...& Verbal Communication - Preparing and presenting investment summaries, compliance reports, and market research findings for senior… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- Chemours (Wilmington, DE)
- …office and report directly to the Chief Compliance and ERM Officer . The Senior Director of Global Trade Compliance is a senior leader responsible ... and more modern living depend on Chemours chemistry. Chemours is seeking a Senior Director of Global Trade Compliance to join our Ethics & Compliance … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Forward Air (Coppell, TX)
- Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, ... implementation, and management of Forward's global trade compliance program. As the subject matter...Broker (LCB) is strongly preferred + Certified US Export Compliance Officer (CUSECO) or similar certification +… more
- Acuity Brands (Atlanta, GA)
- …at www.acuityinc.com . **Job Summary** As Senior Counsel, Global Customs and Trade Compliance , you will be responsible for providing strategic guidance and ... counsel on a wide range of global customs and trade compliance matters. You will lead and...Environment team will report to the Vice President, Chief Compliance Officer . **Key Tasks & Responsibilities (Essential… more
- City of Long Beach (Long Beach, CA)
- LABOR COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/longbeach/jobs/newprint/5075943) Apply LABOR COMPLIANCE OFFICER Salary ... THE PORT OF LONG BEACH IS SEEKING A LABOR COMPLIANCE OFFICER (This is an at-will position)...Reporting: Strong skills in preparing, analyzing, and presenting reports, compliance metrics, and performance data to senior … more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Senior Investment Officer - Fund Accounting** **Job Class: Investment Officer /Portfolio Manager** **Agency: MN State Board of Investment** + ... Financial Services and Operations and in conjunction with the SBI's Controller, the Senior Investment Officer , Fund Accounting will ensure the accuracy and… more
- Deloitte (Jersey City, NJ)
- …valuation requirements. + Process improvement planning and implementation assistance + Trade compliance audit assistance and representation before trade ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
- Scotiabank (Dallas, TX)
- Senior Facilities Officer **Requisition ID:** 235382 **Salary Range:** 76,500.00 - 142,120.00 _Please note that the Salary Range shown is a guideline only. ... an important bridge to this key global market for trade and investment flows across the Americas and the...overall success of the Office of the Chief Operating Officer in the United States ensuring specific individual goals,… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...which support Rule 206(4)-7. + Email surveillance / personal trade reviews / marketing material reviews + Develop and… more
- Deloitte (Boston, MA)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing… more
- USAA (Chesapeake, VA)
- …us special and impactful. **The Opportunity** As a dedicated **_Protective Security Officer Senior_** , you will armed response to emergency incidents involving ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + High School Diploma,… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's… more
- Citigroup (Wilmington, DE)
- …across risk, technology, operations, and finance teams.** **Influence decision-making at senior levels by presenting clear architectural options, trade -offs, and ... **We are seeking a highly experienced and strategic Senior Credit Risk Business Architect to lead the...the technology stack supporting our decisioning, monitoring, reporting, and compliance needs.** **This is a critical role that requires… more
- Fujifilm (Holly Springs, NC)
- …with the roll-out of Fujifilm Holdings US Compliance initiatives / activities. + Assist the Trade Compliance Senior Manager with the upkeep of Trade ... **Position Overview** Act as the local Compliance Officer for both of Fujifilm Biotechnologies sites in North Carolina region. In addition, they will be the main… more
- East Boston Neighborhood Health Center (MA)
- …budgets and capital requests; act as liaison between Administrative Director and senior team members, including the Chief Financial Officer Direct Administrative ... 1601 Washington Street Position Summary: Position Summary Reporting to the Chief Medical Officer , the VP/Chief Behavioral Health Officer will be responsible for… more
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