- Eisai, Inc (Nutley, NJ)
- …difference. If this is your profile, we want to hear from you. The Senior Manager, PCP Marketing, will lead the development and implementation of primary care ... of personal and omnichannel promotion programs, including speaker programs, advisory boards, professional conferences, field sales resources, and media assets.… more
- NorthMark Strategies (New York, NY)
- The Company: NorthMark Strategies is a leading investment firm, combining capital, innovation, and engineering to drive long-term value. From operating complex ... Position: We are seeking a highly analytical and detail-oriented Senior Risk Analyst to join our Insurance Management &... Risk Analyst to join our Insurance Management & Advisory department, operating within a Center of Excellence (COE)… more
- ONYX Insight (Broomfield, CO)
- …and asset financing, market access, commodity trading, renewables development, specialist advisory services, capital raising and principal investment . The ... our outsourced shared service center to improve efficiencies. Management of compliance and audit processes & procedures Collaborate with cross-functional teams to… more
- TD Bank (New York, NY)
- …team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will ... assist in the management of the firms compliance program supporting all corporate investment banking...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Essential Duties and Responsibilities** + Oversees compliance exception reporting processes and approves corrective actions. + May coach, train, and mentor others ... Compliance associates. + May assist with the development and...business units to recommend policy and process changes to Senior Management. + Ensures effective coordination occurs within assigned… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... Banking Summer_ _Analysts_ _(part of the Capital Markets & Advisory area)_ are given a high level of responsibility...and prospects on their strategic options. + Collaborate with Senior Bankers to develop strategies for client presentations and… more
- Raymond James Financial, Inc. (New York, NY)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... **Job Summary** _Investment Banking Summer_ _Associates_ _(part of the Capital Markets & Advisory area)_ are given a high level of responsibility on matters of… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a...municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory… more
- Raymond James Financial, Inc. (New York, NY)
- …the company complies with regulations and good financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage ... client organization, delivering high-quality professional services with guidance from senior colleagues. Develop own capabilities by participating in assessment and… more
- Raymond James Financial, Inc. (Los Angeles, CA)
- …company complies with regulations and good financial practice. Analyze and forecast investment or market trends by designing and developing nonroutine investment ... May also manage specific assigned portfolios while helping to develop investment policy. Recommend changes to policies, processes, standards, and practices that… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk assessments of the organization's wealth management and investment advisory businesses. Present risk assessments to senior management. * Implement ... **Job Summary:** The Senior Manager - Internal Audit role operates under...lead comprehensive internal audits covering the wealth management and investment advisory business segments of Raymond James.… more
- JPMorgan Chase (New York, NY)
- …priorities of various business lines. As the Business Manager supporting the Corporate Advisory group within the Investment Bank, you will be interfacing with ... Join JP Morgan's Corporate Advisory group to help clients enhance their impact...capital solutions, collaborating with teams across the Commercial & Investment Bank and Corporate Sustainability. Our six sub-businesses, including… more
- TD Bank (New York, NY)
- …York City. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in...primarily focus on the management of the firms compliance program supporting all corporate investment banking… more
- Charles Schwab (Lone Tree, CO)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... financial services experience to share with their team of CFP(R) or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager will… more
- Robert Half (Orlando, FL)
- JOB REQUISITION Orlando Technology Audit & Advisory Senior Consultant LOCATION ORLANDO ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here T he Protiviti ... You: Protiviti is looking for a Technology Audit & Advisory Senior Consultant to join our grow...etc. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance , in particular the technology implications and requirements. +… more
- JPMorgan Chase (New York, NY)
- …Bachelor's degree. + Seven years or more years of experience in corporate or investment banking, corporate finance advisory or valuation, with at least five ... team as an Executive Director in the Capital & Advisory Solutions group, where you will leverage your expertise...Review legal documents on existing ESOP deals to ensure compliance . + Work with Associates to prepare detailed financial… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas ... The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides centralized compliance support across the Advisory … more
- SMBC (New York, NY)
- …within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc. **Role Objectives** + Assists in ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing… more
- CIBC (Boston, MA)
- …a collaborative culture. **What you'll be doing** We are seeking a highly motivated Senior Investment Analyst to join our Private Equity and Venture Capital ... our relationship management and business development teams to provide sound investment management and advisory services. Furthermore, an entrepreneurial approach… more
- State of Minnesota (St. Paul, MN)
- …timeliness. Performance information is delivered to senior leadership, the Board, the Investment Advisory Committee, and investment team leads for all ... **Working Title: Senior Manager, Investment Performance and Analytics**...all performance and attribution reports. + Collaborate across teams ( investment , risk, operations, compliance ) and with external… more
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