- TD Bank (Greenville, SC)
- …to the role which is outlined in the general summary below. **Job Summary:** The Senior Manager , Compliance Testing oversees and develops team(s) of ... and key controls over regulatory compliance . This Compliance Testing Manager role will...for the timely execution of the Compliance testing plan + Typically deals with senior /executive… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- BMO Financial Group (Chicago, IL)
- Assists in the implementation, maintenance and administration of the regulatory compliance testing program. Independently conducts regulatory compliance ... to gain competitive insights and best practices. + Represents the Regulatory Compliance Testing team and interacts with examiners/auditors during internal,… more
- Capital One (Mclean, VA)
- … Manager - Anti-Money Laundering Compliance Controls Review Testing The Compliance Testing Senior Manager performs a key second line of ... and departmental processes comply with Anti-Money Laundering and Sanctions regulations. The Compliance Testing Senior Manager will be responsible for… more
- TD Bank (Portland, ME)
- …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Testing Analyst executes independent testing ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
- M&T Bank (Clanton, AL)
- Overview: The Senior Compliance Testing Analyst is responsible for executing compliance testing and issue validations utilizing a risk-based approach ... compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of identified… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... + Assist with developing and executing the annual Compliance Testing plan + Determine scope of...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- Raymond James Financial, Inc. (New York, NY)
- …Control partners across the organization including the GE Business Unit Risk Manager , Compliance , Legal, Operations and Risk Management departments. + Performs ... Summary** Employ extensive knowledge of Market Access Rule 15c3-5 testing . Understand regulatory supervision of control testing ... of the systems used in trading, to ensure compliance with regulation in Market Access Rule 15c3-5, and… more
- Truist (Charlotte, NC)
- …of control testing activities (including control design and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation ... activities. 4. Perform issue validation testing . 5. Perform control testing . 6. Perform assessment activities. 7. Perform compliance monitoring indicator… more
- M&T Bank (Clanton, AL)
- Overview: The Compliance Testing Manager II - Consumer Protection role is responsible for execution of the Bank's second line of defense independent ... compliance with applicable laws, rules & regulations. The Compliance Testing Manager II is...management system (Archer). + Build strong, collaborative relationships with senior level staff within Internal Audit, First Line Risk,… more
- Revlon (Edison, NJ)
- …consumers. We are Revlon, together, transforming beauty. **Position Overview** The Sr. Manager of Package Integrity & Performance Testing will oversee Revlon's ... Change Management teams to ensure the integrity, performance, and compliance of packaging materials and systems. This role manages...systems. This role manages the teams who conduct package testing at Revlon's N. American and European sites to… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The...and observations into central repository. + Prepare and distribute testing reports to senior management detailing review… more
- Blue Raven Solar (Orem, UT)
- Job Title: Senior Manager , SOX Compliance and Internal Audit Location: Orem, UT Reports to: Director, Audit and Risk Management Status: Full-Time, In-Office ... technology and exceptional service. Job Summary: We are seeking an experienced and detail-oriented Senior Manager for SOX Compliance and Internal Audit to… more
- Capital One (Richmond, VA)
- Senior Manager , US Card Compliance Advisor The Compliance Advisor Senior Manager performs a key risk management role (second line of defense), to ... within the Compliance Management Program framework, the Compliance Advisor Senior Manager is...on controls over applicable regulations + Active involvement with compliance testing and third party compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the...compliance efforts in assigned business entity. + Informs Senior Compliance Management about issues that may… more
- Walmart (Bentonville, AR)
- …develop reporting, controls, monitoring, testing , and risk management programs. The ** Senior Manager , Global Marketplace & eCommerce Compliance (GMEC), ... extend our reach to 4000 stores across US for testing and deploying sophisticated models of all kinds for...identity, item compliance and intellectual property). The ** Senior Manager ** role is responsible for providing… more
- embecta (Parsippany, NJ)
- …is designed to support the varying needs of our diverse and global employees. The Senior Manager , IT Compliance (SOX) is responsible for leading and managing ... IT Compliance initiatives related to Sarbanes-Oxley (SOX) and other regulatory...collaborating with internal stakeholders, auditors and external partners. The Senior Manager will play a key role… more
- Wells Fargo (Charlotte, NC)
- …Information Systems Auditor (CISA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and Compliance ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the...key finance applications and tools + Experience in Audit, Compliance , Risk and Testing + Critical thinking… more
- TD Bank (Fort Lauderdale, FL)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads ... Compliance programs related to all aspects of Compliance laws + Works with executive team, senior...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
Related Job Searches:
Compliance,
Compliance Manager,
Compliance Senior,
Compliance Testing,
Manager,
Manager Senior Compliance,
Senior,
Senior Manager,
Testing,
Testing Manager