- NatWest Markets (Stamford, CT)
- …business._ **Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for ... be part of an effective Compliance Assurance testing program and will be responsible for monitoring...of policy. **Key Responsibilities:** + Implement the NWM, US Compliance Assurance Monitoring and Testing … more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- Walmart (Bentonville, AR)
- …and provides insights to define and develop reporting, controls, monitoring , testing , and risk management programs. The ** Senior Manager, Global Marketplace ... & eCommerce Compliance (GMEC), Monitoring and Reporting** role will lead a team of...to mitigate global marketplace risk (eg, seller identity, item compliance and intellectual property). The ** Senior Manager**… more
- Capital One (Mclean, VA)
- … Manager - Anti-Money Laundering Compliance Controls Review Testing The Compliance Testing Senior Manager performs a key second line of defense ... processes comply with Anti-Money Laundering and Sanctions regulations. The Compliance Testing Senior Manager will... monitoring experience, or auditing experience, or compliance testing experience + 5+ years of… more
- BMO Financial Group (Chicago, IL)
- …to identify more effective compliance controls. + Assesses and effectively challenges monitoring and testing activities to ensure compliance controls are ... Compliance and business group management for prompt resolution. + Supports compliance program monitoring , testing , reporting initiatives and provides… more
- Citigroup (New York, NY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Truist (Wilson, NC)
- …of America) **Please review the following job description:** Support the Internal Control Monitoring and Testing Managers in the effective execution of risk and ... corrective action as necessary. + Incorporate results of quality monitoring activities, 2nd line testing , SOX ...Platform + Prior experience with Issue Validation, Finance Control Testing and/or compliance withing a control … more
- Terumo Medical Corporation (Somerset, NJ)
- …shape wherever we go next!** **_Advancing healthcare with heart_** **Job Summary** The Senior Compliance Manager - Monitoring & Transparency, will support the ... its managed businesses to develop and implement an effective compliance monitoring and testing program...the effectiveness of the compliance program. The Senior Compliance Manager - Monitoring &… more
- Citigroup (Jacksonville, FL)
- …**Job Family Group:** Controls Governance & Oversight **Job Family:** Quality Assurance, Monitoring & Testing **Time Type:** Full time **Primary Location:** ... The CTU Finance Controls Testing Utility Team is responsible for the ...communication skills to influence and collaborate often at a senior level, to achieve both regulatory and business strategic… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the Independent Testing & Validation (IT&V) Finance group as part ... business at wellsfargojobs.com. The IT&V team is seeking a Senior Independent Testing Specialist to support the...key finance applications and tools + Experience in Audit, Compliance , Risk and Testing + Critical thinking… more
- Truist (Charlotte, NC)
- …of control testing activities (including control design and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue ... testing . 6. Perform assessment activities. 7. Perform compliance monitoring indicator (CMI) activities. **Qualifications** **Required Qualifications:**… more
- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... Serves as a senior compliance risk analyst for Independent... Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance… more
- EverBank (Jacksonville, FL)
- **Reconciliations & Monitoring Specialist Sr** The Senior Reconciliations and Monitoring Specialist is responsible for daily and monthly reconciliation and ... approval of general ledger and settlement accounts, manages dormant accounts for compliance with unclaimed property laws, and supports the retention and reactivation… more
- Truist (Winston Salem, NC)
- … monitoring processes for efficiencies, effectiveness, and ability to design monitoring approaches to verify procedural compliance and/or forward insight. + ... for assisting in completion and documentation of quality assurance reviews, continuous monitoring routines, and operational tasks associated with monitoring and… more
- Truist (Richmond, VA)
- …by ensuring identification of control failures and ensuring risk and compliance remediation. Support the effective execution of issues management and validation, ... risk and control assessments, change risk initiatives, and aggregated control environment monitoring and trend analysis with the goal of minimizing losses for the… more
- Edwards Lifesciences (Irvine, CA)
- …walk through, heuristic analysis, task analysis, simulated use studies, and summative testing .** + Clinical experience with medical monitoring devices or other ... operate as a separate business unit, called Advanced Patient Monitoring (APM) within BD's medical segment, aligning with BD's...more about BD at bd.com We are seeking a ** Senior Engineer, Human Factors** , to enhance our patient-first… more
- Comerica (Farmington Hills, MI)
- BRCO Control Testing Senior Analyst The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... lifecycle. The Business Risk and Control Office (BRCO) Control Testing Senior Analyst is responsible for the...effectiveness of the overall control environment, including for SOX compliance . Conducts testing of control design and… more
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