- First Horizon Bank (Memphis, TN)
- …(4-year college) degree 2. Financial Institution experience required (4-6 years). Risk Management and/or compliance background required (2-4 years). Background ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- First Horizon Bank (Asheboro, NC)
- …and prepare cases for review and approval by management. + Provide risk rating recommendations to management for clients' relationships reviewed, by determining if ... client is low or potentially high risk or if account closure is recommended. + Onboarding - Review and Analyze prospect client(s) prior to onboarding. + Perform… more
- Highmark Health (Austin, TX)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...a single point of contact to respond and intake risk from the senior leadership team, and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Pioneer Bank (Albany, NY)
- … Management Associate LOCATION: Headquarters REPORTS TO: Senior Vice President - Compliance & Chief Risk Officer CLASSIFICATION: Full Time, Non Exempt ... applicable laws and regulations. *With oversight from the SVP - Compliance and Chief Risk Officer , provides guidance Pioneer's management and staff regarding… more
- Truist (Atlanta, GA)
- …States of America) **Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based ... change from time to time. 1. Serve as a senior credit risk officer for...sustainable profitability 4. Stay abreast of laws, regulations and risk management techniques to ensure compliance and… more
- Citigroup (New York, NY)
- …us. We'll enable growth and progress together. **Overview of the Role:** The Business Risk Senior Officer is a strategic professional who closely follows ... continuous and open communication, buy preparing and host Business Risk Committee meetings with Senior Management to...and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy.… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... professionals and partners with senior leaders to ensure effective risk governance, regulatory compliance , and operational resilience. Duties and… more
- Huntington National Bank (Columbus, OH)
- Description The Senior Risk Officer - Investment Management colleague will operate within the Investment Management space, playing a key role in the delivery ... professionals and partners with senior leaders to ensure effective risk governance, regulatory compliance , and operational resilience. Duties &… more
- HUB International (New York, NY)
- …purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly into ... the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business while… more
- Citigroup (Getzville, NY)
- …outcomes to assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert on data ... Operational Risk Management (ORM) is an enterprise-level independent ...the primary interface to key stakeholders such as regulators, senior management, and the Board, as it relates to… more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk &...High School Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + ... issues, and assisting with implementations of changes to frameworks. Risk & Control Advisory Serves as a senior... Risk & Control Advisory Serves as a senior Business Control leader, liaising with risk … more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- JPMorgan Chase (Irvine, CA)
- …to solve real-world challenges that impact our company, customers, and communities. As a Credit Risk Senior within the Credit Risk team, you will play an ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …preparation and approval of Loan Reviews for certain Corporate Loans + Recommends risk rating upgrades and downgrades of Corporate Loans + Manages the Loan Review ... to electronic imaging of credit/collateral files. + Works closely with Credit Risk Executive and Corporate Banking Executive to administer all aspects of existing… more
- JPMorgan Chase (Washington, DC)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...and striving to be best-in-class. **Job Summary** As a Senior Real Estate Appraiser within the Valuation Services Group,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...horizon scanning and impact assessments, and completion of periodic Compliance Risk Assessments. The CIB & Research… more
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