- Raymond James Financial, Inc. (Memphis, TN)
- …for an important area of responsibility within a function, ensuring compliance with external requirements and integration with the broader functional policy ... system. **Education** Bachelor's (Required) **Work Experience** General Experience - 6 to 10 years **Certifications** Securities Industry Essentials Exam (SIE)… more
- University of Colorado (Aurora, CO)
- **Open Rank Professor Series ** Open Rank Professor Series - 23487 Faculty **Description** **University of Colorado | CU Anschutz Medical Campus** **School of ... Medicine Department of Emergency Medicine** **Open Rank Professor Series ** * Applications are accepted electronically ONLY at www.cu.edu/cu-careers * The University… more
- City of Missoula, MT (Missoula, MT)
- Transportation Engineer Series Print (https://www.governmentjobs.com/careers/missoulacity/jobs/newprint/4717886) Apply Transportation Engineer Series Salary ... and regulations. + Knowledge of and ability to apply compliance standards and design guidelines, including American Association of...Montana or the ability to obtain certification within six ( 6 ) months of hire. + Must have a valid… more
- Air National Guard Units (Sioux City, IA)
- …LOCATION: 185th ARW, Sioux City, Iowa Responsibilities As a AIRCRAFT MECHANIC ( 6 Vacancies), WG-8852-12 your duties are below. Directs, monitors or performs overall ... requirements. Observes and inspects performance and work procedures to ensure compliance with applicable technical publications, directives and local policy. Ensures… more
- Veterans Affairs, Veterans Health Administration (Milwaukee, WI)
- …facility policies and procedures, including the Code of Conduct and Corporate Compliance Program. Provide safe and therapeutic care using the ICARE values inherent ... State or territory Work Schedule: 24 hours per week (0. 6 FTE) on Days. This position includes weekend/holiday rotation...- All persons currently employed in VHA in 0610 series and performing the duties as described in the… more
- Aegon Asset Management (Cedar Rapids, IA)
- …insurance requirements is a plus. . FINRA licensing, Series 7 & 24 or Series 6 & 26 is preferred, however, unlicensed candidates will be expected to obtain ... Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and...within 6 months of hire. . A strong sense of integrity, behaving… more
- MetroLink (Los Angeles, CA)
- …CHARACTERISTICS Compliance Officer I: This is the entry level in the Compliance Officer series . At this level, assignments are generally limited in scope ... II: This is the career level of the Operations Compliance Officer series . At this level, the...4 years' service 7.69 hours 25 (8 hr. days) 5- 6 years' service 9.23 hours 30 7th year service… more
- First Horizon Bank (Memphis, TN)
- …Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or audit + Series 7 and 63 licenses required + Series ... **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance ...**About Us** **First Horizon Corp. (NYSE: FHN)** , with $82. 6 billion in assets as of September 30, 2024,… more
- California Energy Commission (Sacramento, CA)
- …work on the topics of energy efficiency and decarbonization, Title 24, Part 6 (Energy Code) compliance , and assistance to authorities having jurisdiction (AHJs) ... Compliance Assistance Specialist ELECTRIC GENERATION SYSTEM SPECIALIST I $8,721.00 - $10,791.00 per Month Final Filing Date: 5/19/2025 Job Description and Duties… more
- State of Colorado (Denver, CO)
- Health Compliance Inspector, Home Care Services - FAA01037 (HP III) Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4925745) Apply Health ... Compliance Inspector, Home Care Services - FAA01037 (HP III)...your unofficial transcripts to your application. Experience Only: Six ( 6 ) years of applicable health care in a facility… more
- State of Colorado (Denver, CO)
- RN License Health Compliance Inspector, Home Care Services HFEMS - FAA00094 Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4916203) Apply RN ... License Health Compliance Inspector, Home Care Services HFEMS - FAA00094 Salary...unofficial transcripts to your application. Experience Only: S ix ( 6 ) years of applicable health care in a facility… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** Principal is hiring for a Compliance Advisor to provide support to our advisory and wealth management business partners and build relationships ... acts as a 2nd line of defense within our compliance program and supports the risk owners. The position...or special projects as needed. **Who You Are** + 6 + years' experience resulting in expertise in broker-dealer trading… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the...information sharing. **What You'll Bring** + A minimum of 6 years of Corporate & Investment Banking, Capital Market… more
- Access Dubuque (Dubuque, IA)
- Director of Compliance **University of Wisconsin-Platteville** 1 Positions ID: 66663 Posted On 04/22/2025 **Job Overview** **Position Summary:** University of ... Wisconsin-Platteville is seeking a **Director of Compliance ** . The **Director of Compliance...online programs in project management, criminal justice and engineering. 6 . Provide agricultural systems research programs utilizing the Pioneer… more
- Edward Jones (St. Louis, MO)
- …goals and objectives. + Series 7, 24 and 66 are required within 6 months of role. Read More About Skills/Requirements **Awards & Accolades** At Edward Jones, we ... Your primary responsibilities will focus on maintaining and continually evolving the compliance program for the Trust Company, which is comprised of over 4,000… more
- State of Georgia (Clayton, GA)
- Environmental Compliance Specialist District Offices Georgia - Clayton - Forest Park (https://careers.georgia.gov/jobs/63779/other-jobs-matching/location-only) Hot ▾ ... ▸ 6 additional locations Georgia - Clarke - Athens Georgia...Environmental Protection Division engages in continuous recruitment for Environmental Compliance Specialists. The Environmental Protection Division (EPD) protects and… more
- Equitable (Charlotte, NC)
- …**Qualifications** Required Qualifications: + Bachelor's degree + FINRA Series 6 or 7 **and** 26 or ... Compliance Officer ( 25000075 ) **Primary Location** :...of inclusivity, flexibility, and connection. Come join Equitable Distributors Compliance Team and enjoy working for a leading financial… more
- State of Nevada (NV)
- COMPLIANCE /ENFORCEMENT INVESTIGATOR 2 APPROXIMATE ANNUAL SALARY - $80,053.92 to $120,122.64 PAY GRADE: 40 The salary range indicated in this announcement is based on ... Permanent, full time vacancy Department: Motor Vehicles (http://www.dmvnv.com/index.htm) Division: Compliance Enforcement Location: Las Vegas, Boulder City, Indian Springs,… more
- M&T Bank (Boston, MA)
- …with significant experience in broker dealer compliance . + Possess, or be willing to obtain, Series 14 (or 7 & 24, 63) licenses within 6 months of hire. + ... **Overview:** Responsible for contributing to and supporting the broker dealer compliance program for M&T Securities, Inc. Will help develop, maintain, and… more
- MUFG (Irving, TX)
- …and supporting GCIB Corporate Priority Initiative **The right candidate will have:** + 6 + years in banking compliance experience. + Extensive knowledge of ... of our recruitment team will provide more details. The Compliance Officer will be a member of the Global... certifications (eg, ACAMS, CRMC) or securities certifications (ie, Series 79 and 24) a plus. + Excellent interpersonal,… more