- Kestra Financial (Baltimore, MD)
- …their needs and inquiries. Qualifications: . 3-5 years of experience in financial services. . CFP designation and Series 7 and 66 or 65 licenses required. ... . Bachelor's degree, preferably with a GPA above 3.3. . Proficiency in financial planning software (eMoney, Money Guide Pro, Morningstar). . Experience with CRM platforms (Redtail or similar), MS365, and Excel. . Strong organizational skills, a team-oriented… more
- Raymond James Financial, Inc. (Bend, OR)
- …as approved by Human Resources. **Licenses/Certifications** + SIE required + Series 7 & 66 required + CFP preferred but not required **Education** ... trainees will be focused on getting their Securities Industry Essentials (SIE), Series 7 , and Series 66. The WMAP program offers comprehensive education,… more
- Robert Half Finance & Accounting (San Ramon, CA)
- …is required. + Life insurance experience is a strong plus. + eMoney experience is a plus. + Series 7 , 66, 65, CFP (R), ChFC(R) or similar is a plus, but not ... required. + Bachelor's degree. + Familiarity with CRM systems like Redtail is preferred. + AssetMark platform is a plud + Proficient in Microsoft Office, Excel, and Google Sheets Excited about the role? Apply here and please reach out to Jennifer Fukumae on… more
- Principal Financial Group (Des Moines, IA)
- …of experience in adult learning, practice management, and sales coaching. + Certified financial planner ( CFP ), Series 7 , 3, 63, and 65 and other licenses + ... Deep knowledge of wealth management regulations and ethical standards. + Strong expertise in sales processes, client relationship management, and wealth management products/services. + Strong ability to develop training programs and coach sales teams to… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …and immediate consideration. Requirements + 8+ years of wealth management experience. + MUST HAVE CFA, CFP or CIMA. + Series 7 and 66 licenses. + Proven ... proficiency in complex financial planning for high-net-worth clients. + Outstanding collaboration, communication, and teamwork skills. + Bachelor's or Master's degree. Interested or even just curious? Reach out to Michelle Espejo via LinkedIn or email for… more
- Kestra Financial (Wappingers Falls, NY)
- …independent financial services culture preferred Certificates, Licenses, and/or Registration + Series 7 and 65/66 license required + CFP , CPA, CFA, or ChFC ... preferred (or ability to obtain) more
- First Horizon Bank (Plano, TX)
- …and works tirelessly on the client's behalf **PREFERRED QUALIFICATIONS** + MBA, JD, CFA, or CFP preferred + Series 7 , 66 and Insurance licenses preferred + ... Proactive, takes initiative, and uses critical thinking to solve problems + Dynamic and credible professional who communicates with clarity and has exceptional presentation skills + Demonstrates strong organizational skills and applies a disciplined and… more
- JPMorgan Chase (New York, NY)
- …in Private Banking or Financial Services + Bachelor's Degree required; MBA, JD, CFA, or CFP preferred + Series 7 , 66 and Insurance licenses required for ... position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date + Proven sales success and strong business acumen + Strong community presence with an established network + Experience or demonstrated understanding of… more
- TIAA (Hackensack, NJ)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- TIAA (Charlotte, NC)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 66 **Licenses and Certifications** + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards required...**Please note:** applicants should have their Certified Financial Planner ( CFP ) or have passed the CFP exam.… more
- Access Dubuque (Dubuque, IA)
- …+ Bonus programs and expense allowances + Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and more + ... licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual provides… more
- Charles Schwab (Westlake, TX)
- …(eg, CFP , CFA, MBA, CHFC, CPWA) highly preferred + Active & valid FINRA Series 7 license required + Active & valid FINRA Series 66 (63/65) ... Life & Health insurance (or may be obtained within 90 days of employment) + 7 + years industry experience + 2+ years Ultra- HNW Client experience **Candidate must be… more
- City National Bank (Walnut Creek, CA)
- …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * California Insurance License *Skills ... MBA and 3-5 years of experience. * May possess CFP , JD/LLM, CIMA or Cannon Certified Wealth Strategist designation....CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
- Vanguard (Newtown Square, PA)
- …To learn more about our benefits, visit: https://www.vanguardjobs.com/benefits-rewards/ Qualifications: + CFP (R) designation required. + Series 7 , 63 ... Newtown Square, PA Are you a Certified Financial Planner ( CFP (R)) looking for a rewarding career with a leading...leading financial institution? Vanguard is seeking Certified Financial Planners ( CFP (R)) to join our team in Newtown Square, PA.… more
- Raymond James Financial, Inc. (Hackensack, NJ)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 . * Series 63, 65 and/or 66 as required ... by state. * Certified Financial Planner ( CFP ) designation preferred. **Education** Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance,… more
- Charles Schwab (Orlando, FL)
- …for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license (May be obtained with a 120-day condition of ... employment for certified and current CFP (R) designation or CFA(R) designation holders, verified before hire)...CFA(R) designation holders, verified before hire) + Active FINRA Series 66 license (May be obtained within the first… more
- Truist (Mclean, VA)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... * Bachelor's Degree in Business, Finance or Economics * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more
- Navy Federal Credit Union (Sandy Springs, GA)
- …working as an adult facilitator, trainer, development coach, and/or internal consultant + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... and/or Registered Investment Advisory Firm + Willingness to pursue CFP , ChFC, or CLU designation after one year of...Qualifications + Desired : In pursuit of designations eg, CFP , ChFC, CLU + Desired : Advanced knowledge of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, and/or training approved by Human Resources. **Licenses/Certifications** + FINRA Series 7 , insurance or other applicable licenses or certifications ... if needed as required by management. + Required: Certified Financial Planner ( CFP ) and/or Certified Private Wealth Advisor (CPWA) preferred. Other combination of… more
- Charles Schwab (Orlando, FL)
- …Planning-related designation + CFP (R) designation is required. + Active and valid FINRA Series 7 license required. + Active and valid FINRA Series 63/65 ... holistic financial needs. Demonstrate the value and importance of partnering with a CFP (R) professional on an ongoing basis. + Partner with clients to create, review… more