- Capital One Bank (Chicago, IL)
- Senior Manager , Risk Advisor, Technology and...to be regularly worked.Chicago, IL: $175,500 - $200,300 for Sr . Manager , Cyber Risk & Analysis McLean, ... their advice and to deliver high-impact results.This position - Senior Manager , Cyber Risk and Analysis -...VA: $193,000 - $220,300 for Sr . Manager , Cyber Risk & Analysis New… more
- Capital One Bank (Newport News, VA)
- Senior Manager , Technology Change Risk OversightCapital One is one of the fastest growing organizations in the world today, powered by our passion for our ... with their advice and to deliver high-impact results.As the Senior Manager , Technology Change Risk Oversight you...to be regularly worked.McLean, VA: $225,400 - $257,200 for Sr Manager , Cyber Technical Richmond, VA: $204,900… more
- Capital One Bank (Petersburg, VA)
- Manager , Network Security, Tech & Data Risk ManagementCapital One is one of the fastest growing organizations in the world today, powered by our passion for our ... technology, data analyst, data scientist, and risk management professionals. They have a wealth of experience and a demonstrated ability to add value with their… more
- KeyBank (Amherst, NY)
- …members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well as ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's Wealth ...to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit… more
- Robert Half Finance & Accounting (Mill Valley, CA)
- Description Senior Wealth Manager Location: North Bay Area Industry: Financial Services / Wealth Management An independent RIA firm in the Bay Area is ... seeking a Senior Wealth Manager to lead...advisors and foster a culture of excellence + Ensure compliance with regulatory standards and firm policies + Source… more
- KeyBank (New York, NY)
- …fiduciary issues. + Work closely with Regional Trust Director and applicable Family Wealth team members on pricing, client service, compliance , and litigation ... Plymouth Road - Plymouth Meeting, Pennsylvania 19462 Job Description The Sr . Fiduciary Advisor is primarily responsible for fulfilling the fiduciary responsibilities… more
- TIAA (New York, NY)
- …management experience within a wealth , trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience in these ... Wealth CIO team is seeking an experienced Sr . Director of Operations, Execution, and Risk. This person...inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of… more
- Charles Schwab (Westlake, TX)
- …locations.** Schwab's Wealth Management Products & Platforms team is seeking a Senior Product Manager to be responsible for developing and implementing new ... experiences using Agile development practices leading multiple teams as Product Manager **Preferred Qualifications:** + Experience with Wealth Management is… more
- City National Bank (New York, NY)
- …affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with ... SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a...be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr . Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... independent compliance oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization,… more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Sr Compliance Manager plays a critical role in independently measuring, monitoring, and assessing risks ... credible challenge, identifying emerging issues, and escalating concerns to senior management when necessary. Working within the Compliance...by Key Private Bank. As part of the **KPB Wealth Compliance team** , you will work… more
- Columbia Bank (Los Angeles, CA)
- Sr Private Bank Relationship Manager Wealth Management Irvine, California Los Angeles, California Newport Beach, California Phoenix, Arizona **Description** ... Utilize planning capabilities and develop solutions across investments, trust and wealth transfer, credit, deposit and other appropriate services. + Manage… more
- Citizens (Johnston, RI)
- …Consumer Banking Risk Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - Trust Fiduciary ... types of risk with specific focus on aspects of compliance and operational risk for Wealth Management....and services. The First Line Risk Senior Manager will integrate activities between Risk, Compliance ,… more
- TIAA (Seattle, WA)
- The TIAA Private Asset Management Senior Portfolio Manager leads the delivery of investment strategies for complex client relationships, bringing a deep ... + Physical Requirements: Sedentary Work **Career Level** 9IC **PLEASE NOTE:** TIAA's Sr Portfolio Manager - Private Asset Management is an individual… more
- Citigroup (New York, NY)
- …We'll enable growth and progress together. **Overview of the Role:** The Data Governance Foundation Sr . Group Manager is a senior level role managing a team ... for senior leadership and regulatory updates. + **Reporting and Compliance Assurance:** Establish and maintain robust reporting mechanisms to ensure the timely… more
- Santander US (Miami, FL)
- Client Onboarding Sr . Analyst Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial services ... **We Want to Talk to You!** The Client Onboarding Sr . Analyst is responsible for reviewing account opening documentation,...accounts are opened in the Commercial 1LOD are in compliance with applicable BSI and Group policies and procedures… more
- Bank of America (Miami, FL)
- Business Banking Sr . Relationship Manager - Miami South Miami, Florida **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Miami/Business-Banking- Sr -Relationship- Manager Miami-South\_25020607) **Job Description:** At Bank of… more
- Charles Schwab (Austin, TX)
- …solutions, to both retail and registered investment advisor (RIA) clients. Within WAS, the Senior Manager , Offer Management (Business) will be part of the SWA ... status quo" and transform the finance industry together.** Schwab's Wealth & Advice Solutions (WAS) organization offers industry-leading ...mass affluent and high net worth clients. As a Senior Manager you will support SWA Offer… more
- KeyBank (Portland, OR)
- …executive and trusted advisor for commercial clients in the healthcare industry. The Senior Healthcare Relationship Manager (RM) is accountable for handling all ... and deep financial expertise, offering full range of retail, private wealth management, small business, commercial and investment banking products, consultation and… more
- Jabil (Austin, TX)
- …enterprise and infrastructure, healthcare, mobility, packaging, and printing. Position: Senior Manager , Cloud Intelligent Infrastructure: Jabil is seeking ... an experienced Senior Manager to join our Intelligent Infrastructure...the Intelligent Infrastructure - GCTD organization. + Ensure global compliance with governance policies across test networks, security protocols,… more
