- Repligen (Waltham, MA)
- …public company is looking for a strong, experienced, and technically sound Senior Director, Assistant Controller, who will own the Company's accounting processes ... in accordance with GAAP.Ensure timely and accurate financial reporting to senior management and external stakeholders, including quarterly and annual filings (eg,… more
- Nevada County (Nevada City, CA)
- Code Compliance Officer II Print (https://www.governmentjobs.com/careers/mynevadacounty/jobs/newprint/5066170) Apply Code Compliance Officer II Salary ... keeping our community safe? Consider working as a Cannabis Compliance Officer II within our Nevada County...this task was monitored closely by a supervisor or senior employee to ensure compliance with proper… more
- State of Colorado (Denver, CO)
- Serve CO Deputy Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5056701) Apply Serve CO Deputy Finance and ... Compliance Officer Salary $58,000.00 - $68,000.00 Annually...direct your inquiries to our ADAAA Staffing Coordinator (the Senior Human Resources Director) at gov_###@state.co.us. Please note that… more
- KeyBank (Lea County, NM)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT) role reports to ... Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT role ensures Key's compliance … more
- State of Colorado (Denver, CO)
- Serve CO Finance and Compliance Officer Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5056747) Apply Serve CO Finance and Compliance ... to serve. Description of Job Position Title: Serve CO Finance and Compliance Officer Department: Internal Operations FLSA Status: Exempt Organizational… more
- FirstBank PR (San Juan, PR)
- …of Directors (BOD), Senior Management, and Committees, and addressing emerging compliance risks. Additionally, the Compliance Officer will work closely ... Compliance Officer Our Company At FirstBank... Compliance Officer Our Company At FirstBank PR, we strive...compliance reports, statistics, and presentations for the BOD, Senior Management, and relevant Compliance Committees. +… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research Compliance… more
- Manulife (New York, NY)
- …Description:** Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds and CQS ... bonds), and equities. Addition to reporting to the Global Chief Compliance Officer -Manulife Investment Management Private Markets and Manulife General… more
- Manulife (New York, NY)
- …Description:** Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds and CQS ... bonds), and equities. Addition to reporting to the Global Chief Compliance Officer -Manulife Investment Management Private Markets and Manulife General… more
- AdventHealth (Altamonte Springs, FL)
- … Compliance Officer reports to and works in conjunction with the Senior Vice President, Chief Compliance Officer at AdventHealth to provide leadership ... communication, and guidance and tools. + Collaborate/strategize with the SVP, Chief Compliance Officer on implementation and effectiveness of the AdventHealth … more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- EverBank (Charlotte, NC)
- **CRA and HMDA Compliance Officer ** The Community Reinvestment Act (CRA) and HMDA Officer provides senior administrative leadership for the Bank's ... and is responsible for overall HMDA program governance, including second line compliance testing, LAR filing, and reporting, as well as critical fair lending… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... L3Harris is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations… more
- Raymond James Financial, Inc. (New York, NY)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance… more
- ManTech (Belcamp, MD)
- **MANTECH** is seeking a motivated, career and customer-oriented ** Compliance Officer ** to join our team in **Belcamp** **, MD** . This is an onsite position. ... The Compliance Officer will work in support of...procedures, documenting findings, and recommending corrective actions. + Communicate compliance concerns to senior management, including regular… more
Related Job Searches:
Compliance,
Compliance Officer,
Compliance Risk Sr Officer,
Officer,
Sr,
Sr Compliance Officer Complaints,
Sr Compliance Officer Global,
Sr Compliance Officer Hybrid,
Sr Compliance Officer LRC,
Sr Compliance Officer Monitoring