- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Compliance alerts, reminders and other communications. + Support production of Annual Compliance Report and related senior officer certifications +… more
- Florida Atlantic University (Boca Raton, FL)
- …Security program and Export Control oversight. The Export Control and Research Security Officer supports compliance with US laws and federal research sponsor ... matters. Responsibilities: + Serve as the university's Export Control Officer , overseeing compliance with the Export Administration Regulations (EAR),… more
- SMBC (Charlotte, NC)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management… more
- Post Holdings Inc. (St. Louis, MO)
- …This assistant will be directly responsible to the Chief Human Resources Officer /Chief Compliance Officer for Post Holdings. **Responsibilities:** Executive ... do it is unique. We are not your textbook consumer packaged goods company. While others may be slow...Assistant will work closely with the human resources and compliance and other departments on a variety of events,… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination… more
- Banc of California (Santa Ana, CA)
- …of record timely and accurately by management. + Evaluates and monitors compliance with Credit Policies, Standards, and Procedures to ensure proper controls are ... a timely exam report within established guidelines and conducts meeting with Senior Management to present conclusions and findings. + Provides training and guidance… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- KeyBank (Columbus, OH)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... This role is expected to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a high priority on risk… more
- TD Bank (New York, NY)
- …Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance ... the Chief Compliance Officer (CCO) in ensuring the Bank's compliance with all applicable Federal consumer protection laws and regulations. **Depth &… more
- Citigroup (O'Fallon, MO)
- …Analyst Assistant Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent ... the design and operating effectiveness of key controls that address consumer compliance risks across USPB businesses - including Branded Cards, Citi Retail… more
- Huntington National Bank (Boston, MA)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play...Business, Legal and Risk partners across the Commercial and Consumer segments to achieve Compliance Program standards… more
- Banco Popular Puerto Rico (New York, NY)
- …24, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Sr Marketing Officer Segment Marketing and Deposit Products We are seeking an ... experienced Sr . Marketing Officer with a strong background...retail and business banking. Conducting market research and analyzing consumer insights to identify target audience segments, preferences and… more
- BMO Financial Group (Milwaukee, WI)
- Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and ... activities to ensure program remains current and aligned with BMO Compliance Program. Works with business/group and internal partners to ensure regulatory,… more
- PNC (Coral Gables, FL)
- …delivering the best experience and advice for our clients. As a Business Development Officer Sr . - Insurance Strategist within PNC Bank's Private Bank Insurance ... opportunities using latest technologies F. Constant focus on customer needs and compliance with the most stringent standards (fiduciary) G. Become the Internal risk… more
- Lowe's (Mooresville, NC)
- … compliance matters, including but not limited to product compliance , extended producer responsibility, environmental, store operations, consumer protection, ... Technology, and Government Affairs to anticipate emerging regulatory trends, design compliance frameworks, and manage legal risks. The Senior Counsel… more
- JPMorgan Chase (Chicago, IL)
- …+ Maintain ticklers for internal and external reporting. + Assist in program compliance reviews and manage organizational tasks required during the closing of New ... and lenders post-close to ensure accurate transaction flow during the 7-year compliance period. **Required qualifications, skills, and capabilities** + 2-4 years of… more
- Banco Popular Puerto Rico (New York, NY)
- …Nov 5, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance ... We are looking for a Senior Compliance Officer to join our Compliance...Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank,… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Strong corporate presence and ability to partner with senior stakeholders to lead strategic initiatives. + High degree… more
- JPMorgan Chase (Columbus, OH)
- …box, challenging the status quo and striving to be best-in-class. Job Summary As a Compliance Risk Management Senior Officer - Associate in Risk Management ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
