- TD Bank (New York, NY)
- …detection models to ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create and maintain ... providing advice and support, as required. Within the Global Compliance Department, the Global Surveillance Team is...validation and monitoring as needed. + Develop and implement trade surveillance logic to detect market manipulation… more
- TD Bank (New York, NY)
- …Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global ... with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who… more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- ManpowerGroup (Jersey City, NJ)
- Our client, a leading organization in the financial services industry, is seeking a Trade Surveillance Analyst to join their team. As a Surveillance ... Analyst , you will be part of the compliance department supporting a dedicated team in Minneapolis. The...which will align successfully in the organization. **Job Title:** Trade Surveillance Analyst **Location:** Goldman… more
- Robert Half Finance & Accounting (Boston, MA)
- Description Our client is a boutique Wealth Management firm looking to bring onboard a Compliance Analyst . The role is in Boston, mostly in office. This role ... annual supervisory controls testing, review and approve advertising, sales literature, trade corrections, and other compliance matters, while investigating… more
- Insight Global (Miami, FL)
- …-related initiatives such as the implementation of the firm's market soundings policy and trade surveillance . We are a company committed to creating diverse and ... the control room and/or conflicts management group, or relevant legal and compliance experience. * Strong analytical and issue-spotting skills * Ability to… more
- TD Bank (Greenville, SC)
- …Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications ... dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates… more
- RTX Corporation (Fulton, MD)
- …engineering tasks including system requirements analysis, definition, architecture design, trade studies, integration, verification and validation (IV&V). + Work as ... + Some travel **Qualifications You Must Have** + Experience as a Systems Analyst /System Engineer in the Aerospace and Defense industry + Working knowledge of… more
- Leidos (Marysville, CA)
- …you advance your career to new heights. We're seeking **Multi-Intelligence Surveillance and Reconnaissance (ISR) All-Source Analysts** for **future and upcoming ... an immediate difference! **Your Role & Responsibilities** As a Multi-ISR All-Source Analyst , you will: + Coordinate mission activities across multi-ISR domains with… more
- Raymond James Financial, Inc. (New York, NY)
- …client interaction and communication, training and staff development, systems integration, trade surveillance . + Advanced math and analytics sufficient for ... + Analyzes and provides quantitative analysis of Raymond James (RJ) historical trade data from several sources. + Creates back-testing models to evaluate and… more
- Leidos (Hampton, VA)
- …career like never before. We're seeking a **Junior Level** **Multi-Intelligence Surveillance and Reconnaissance (ISR) All-Source Analysts** to join the **Leidos ... issues. + Develop responses for **Requests for Information (RFI)** and ensure compliance with **AF DCGS TTPs** , AF, and Intelligence Community (IC) directives.… more
- Serco (Virginia Beach, VA)
- …problem solving? Join the Serco team of highly skilled peers supporting the Surveillance Towed Array Sensor System (SURTASS) on the Tactical Auxiliary General Ocean ... Surveillance (T-AGOS) class ships as well as SURTASS-E enabled...Multiple Positions. Positions: + Training Manager + Quality Assurance Analyst + Security Analyst + Administrative Assistant… more
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