- Capco, a Wipro Company (Houston, TX)
- …work effectively in a fast-paced, dynamic environment + Knowledge of regulatory requirements and compliance in the energy trading industry is a plus + Bachelor's ... the Job:** As an ETRM Business Analyst in Power Trading you will have a strong background in Power...background in Power markets, trade flow, and ETRM (Energy Trading and Risk Management) systems. The ideal candidate will… more
- HP Inc. (Palo Alto, CA)
- …Work closely with HP's Global Equity team on Section 16 reporting and Insider Trading Compliance Program + Support HP's Treasury team on share repurchase ... programs, credit facilities, commercial paper program and other Treasury matters + Collaborate with HP's Finance, Treasury, Investor Relations and Communications teams on external communications, investor relations and securities analyst meetings + Provide… more
- Capco, a Wipro Company (New York, NY)
- …front and middle office operations . Implement and enhance ETRM systems to support trading , risk management, and compliance activities . Work closely with risk ... Job** : As an ETRM Project Lead in Power Trading you will have a strong background in Power...project delivery . Identify and mitigate project risks, ensuring compliance with regulatory requirements and internal policies . Provide… more
- Capco, a Wipro Company (Chicago, IL)
- …on how to embed AI across core business areas such as risk, compliance , trading , and customer experience. **Generative AI Enablement & Solution Delivery** ... patterns and standards** that balance innovation with operational integrity, security, and compliance . + Lead **Proofs of Concept (PoCs)** and pilots to demonstrate… more
- Neuberger Berman (New York, NY)
- …Systems (eg, Aladdin, Perform, Charles River, Eze) and investment workflows ( trading , portfolio construction, compliance ). + Familiarity with investment ... guideline oversight, investment risk, and operational risk frameworks. + Technical proficiency: SQL and Snowflake required; Python and Tableau preferred. Exposure to GenAI applications in asset management is a plus. + Proven track record leading… more
- Neuberger Berman (New York, NY)
- …ETF platform. This role is essential in fostering a best-in-class trading ecosystem, building and maintaining relationships with market participants, supporting ... efficient ETF trading and execution, and collaborating cross-functionally to ensure operational...Perform daily reviews of ETF website data/holdings to ensure compliance with regulatory requirements, including Rule 6C-11. **Qualifications:** +… more
- SMBC (New York, NY)
- …and bilingual eFX Systems Support Analyst with 10+ years of experience supporting trading floor operations and market data systems. The ideal candidate will have ... a high level of technical expertise, responsiveness, and professionalism in a fast-paced trading environment. **Role Objectives** - Provide Level 1 and 2 support for… more
- RWE Clean Energy (Austin, TX)
- …Management; Operations & Maintenance **Remuneration:** Exempt The Senior Manager, NERC O&P Compliance ? will manage the NERC O&P Compliance team and associated ... Program. **Role Responsibilities:** + Manage NERC O&P Compliance team and Program across multiple GO and GOP...of American industry. This is complemented by RWE's energy trading business. RWE is also a major offtaker of… more
- Dairyland Power Cooperative (La Crosse, WI)
- …effective execution of middle office functions that connect the front office ( trading and portfolio management) and the back office (settlements and accounting). ... role plays an integral part in ensuring operational efficiency, regulatory compliance , and risk management by performing advanced analyses, optimizing processes, and… more
- Principal Financial Group (Des Moines, IA)
- …+ Identify, analyze, and execute relative value trades while ensuring compliance with Best Execution guidelines. + Monitor open positions and document ... + Conduct research onsectors and industries to assess asset value, develop trading strategies, and support investment decisions. + Stay informed on financial… more
- Delek US Holdings (Houston, TX)
- …monitoring, and analyzing the risks and volumes associated with physical and financial trading positions. The Middle Office is part of the Finance organization and ... group is a primary user of Delek's ETRM (Energy Trading & Risk Management) system, which integrates business processes,...are inconsistent with market trends. + Perform risk policy compliance tracking and identify variances to approved policies. +… more
- Tradeweb (New York, NY)
- …drive efficiency, connectivity, and transparency in electronic trading . https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** The ... **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly… more
- NatWest Markets (Stamford, CT)
- …Market Risk for its Stamford, CT location. Duties: Second line risk oversight of trading and banking positions to prevent risk taking outside of the defined risk ... risk information to relevant stakeholders including breach management. Review trading strategies and inventory. Utilize understanding of quantitative models… more
- Xcel Energy (Denver, CO)
- …and determine the causes. Implement Credit Risk Policy and report findings to Compliance . Cure exceedances and minimize impact on trading . + Conduct counterparty ... collateral balances and publish reports for management. Monitor proprietary trading portfolio. Perform credit risk analysis, allocations, and revisions. Optimize… more
- Talen Energy (Houston, TX)
- …Finance, Accounting, Engineering, Economics. + 10+ years' experience with energy trading and risk systems (Openlink, PowerOptix, cQuant) + Strong knowledge of ... trade exchange integration, trade capture, mark-to-market, confirmations, settlements and accounting, compliance , and risk reporting + Ability to work in a… more
- Principal Financial Group (Des Moines, IA)
- …information, execute routine transactions and resolve problems. + Establish new securities, compliance rules, new accounts, and or new reports to ensure readiness ... for trading , reconciliation, settlement and/or the client reporting process. Identify...associated with client data, trade breaks, reconciliation breaks, and/or compliance breaches. Prepare reports and maintain controls in alignment… more
- Principal Financial Group (Des Moines, IA)
- …Associate to join the Principal Equities team. In this role, you'll provide trading , reporting, and ad-hoc support to the Portfolio Management team! + **Portfolio ... Support:** Provide analytical support to Portfolio Managers bymonitoringcash, enteringtradesandassistingwith compliance monitoring. + **Operations Oversight:** Act as operational liaison… more
- ExxonMobil (Houston, TX)
- …scheduling of crude movements from upstream and downstream locations ensuring refineries, trading partners and customers receive reliable supply of crude. The Crude ... rail and truck modes) in a fast-paced dynamic environment + Collaborate with trading and optimization teams to identify and capture market opportunities + Develop… more
- RWE Clean Energy (Austin, TX)
- …and Security-responsible for break/fix, maintenance, equipment refresh, and compliance across mission-critical OT systems. Beyond day-to-day operations, the ... implement, and enforce enterprise-level OT governance frameworks, operational standards, and compliance protocols to ensure readiness for audits and inspections. +… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 8 Nov 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... Support and oversight of the end-to-end derivatives process eg Operations, Legal, Compliance , Risk, etc + Lead, mentor, and develop a high-performing investment… more
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