- Bloomberg (New York, NY)
- Electronic Trading Solutions (ETS) - FX Sell-side Relationship Manager , Bloomberg Financial Solutions Location New York Business Area Sales and Client Service ... key players in the markets. As an eFX Account Manager you will be tasked to build deep, value-focused...understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding… more
- JPMorgan Chase (New York, NY)
- …Solutions (ECS) team, which is the client-facing organization for all automated trading capabilities in Cash Equities. This team builds, manages and delivers the ... for algorithmic execution and liquidity solutions, data, analytics and low latency trading capabilities to institutional, hedge fund and systematic trading … more
- JPMorgan Chase (New York, NY)
- …as well as bespoke solutions. + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure product ... Solutions (ECS) team, which is the client-facing organization for all automated trading capabilities in Cash Equities. This team builds, manages and delivers the… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Sales and Trading Products Senior Manager - Executive Director to join our Product Management team. This role will ... focus on Equities Cash trading aspects. The Corporate & Investment Bank (CIB) delivers...strategy while managing risk and ensuring regulatory and policy compliance . + Establish, communicate, and monitor product area goals… more
- NextEra Energy (Juno Beach, FL)
- …and respect **Required Qualifications** * Proven success on a leading power and gas trading floor as a risk manager and/or product controller or closely related ... ** Trading Risk Analyst** **Date:** Sep 2, 2025 **Location(s):**...selection process for qualified individuals, including accommodations related to compliance with conditional job offer requirements, consistent with federal,… more
- JPMorgan Chase (New York, NY)
- …Assessment, Control Design & Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates Trading - Associate, you will manage the ... team of risk and control experts. As a Rates Trading Control Manager within the Commercial &...experience in controls, audit, quality assurance, risk management, or compliance preferred. + Proficient in Microsoft Office Suite (Word,… more
- BMO Financial Group (New York, NY)
- …are hiring for a Vice President or Director to join the Interest Rate Derivatives Trading team. Provides a markets-based suite of sales and trading solutions to ... firm services and products to client needs. + Works closely with sales, trading and research teams to provide seamless client coverage including fulfilling client… more
- NextEra Energy (Juno Beach, FL)
- …fast-paced energy industry, join our team today. **Position Specific Description** Sr Manager Trading Risk Management **Job Overview** This position is ... **Director Trading Risk Management** **Date:** Sep 19, 2025 **Location(s):**...selection process for qualified individuals, including accommodations related to compliance with conditional job offer requirements, consistent with federal,… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- **Job Description:** Under the direction of Manager , Energy Markets, responsible for supervising a group of professionals responsible for current day, hourly and ... Assistant Program (EAP) and Paid Leave Benefits. **Resource Dispatch and Trading Supervisor** Hiring Salary Range: $118,000-$151,000 Actual compensation offer to… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line risk oversight for the ... Commodities Trading business, spanning energy, metals, carbon, and agricultural products. This role is embedded within Global Markets and plays a critical part in… more
- Citigroup (New York, NY)
- The Applications Development Senior Group Manager is a senior management level position responsible for accomplishing results through the management of a team or ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry to ... audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. The… more
- BMO Financial Group (Chicago, IL)
- Adjudicates trading product credit transactions across the enterprise, focusing on the soundness and integrity of transactional credit granting in order to ensure ... approved loans are in accordance with sound credit-granting principles and in compliance with Bank policies, procedures and guidelines. + Oversees the transactional… more
- Trexquant Investment (Stamford, CT)
- Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We seek a Production Engineer to join our team. The Trading ... be responsible for ensuring the smooth operation and performance of our trading systems infrastructure as we scale. This includes systems monitoring, incident… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Job Posting Title** Director, Trading Market Risk Stress Testing and Scenario Design **Job Description Summary** ... risk appetite. Acts as a thought leader for the evolution of the Trading Market Risk Stress Testing framework, scenario design, methodology and capabilities. **Job… more
- JPMorgan Chase (New York, NY)
- …to manage continuous changes in the regulatory landscape. As a Business Control Manager Vice President within the Commercial & Investment Bank, you will ensure the ... background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business-related… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Product Owner (Senior Product Manager ) to join our Agile Transformation product team within Wealth & Investment ... indicators and identifies improvement opportunities while ensuring all regulatory and compliance needs are met **Required Qualifications:** + 4+ years of Product… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees in ... an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The… more
- Citizens (San Francisco, CA)
- …Fixed Income Sales & Trading team. Reporting to the Head of Sales & Trading Compliance , this role guides front office staff on regulatory and policy ... 57 preferred. + 2 to 5 years' experience in Fixed Income Sales & Trading compliance at a FINRA registered broker dealer. + In-depth knowledge of SEC and FINRA… more
- City National Bank (New York, NY)
- …fixed income, mutual funds, exchange traded funds, etc. * Understanding of trading workflows including pre-trade and post-trade compliance rules subject to ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners...Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing… more
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