- Unknown (New York, NY)
- Vice President , Compliance About the Company Successful asset management & financial services firm Industry Financial Services Type Public Company Founded ... SAAS About the Role The Company is seeking a Vice President for its EMEA Compliance...qualification. The ideal candidate will have a background in compliance within a buy-side asset manager, investment bank… more
- Unknown (Fargo, ND)
- Senior Vice President , Chief Fiduciary Officer & Fiduciary Legal Counsel About the Company Reputable full-service bank Industry Banking Type Privately ... Division. This executive role is pivotal in overseeing the legal and compliance framework for fiduciary administration, including trust and estate services,… more
- Unknown (New York, NY)
- Senior Vice President , Compliance About the Company Globally-recognized investment bank Industry Investment Banking Type Public Company Founded 2015 ... Role The Company is in search of a Senior Vice President , Compliance to take...a professional with a strong background in financial crime compliance , legal or regulatory advisory roles within… more
- Unknown (Jersey City, NJ)
- Vice President , Senior Compliance Officer About the Company Recognized banking organization with an international presence Industry Banking Type Privately ... About the Role The Company is seeking a Senior Compliance Officer with a focus on Global Banking Regulations....a strong background in broker-dealer, swap dealer, or related legal and regulatory experience. A working knowledge of US… more
- Unknown (Purchase, NY)
- Vice President , Field Risk Home Office About the Company Top-tier global investment bank Industry Financial Services Type Public Company Founded 1935 ... Marketplace About the Role The Company is seeking a Vice President for its Wealth Management Field...the business, field risk, special investigations unit, fraud department, legal and compliance , and global financial crimes,… more
- Unknown (New York, NY)
- …financial advisors, private bankers, loan operations, compliance , credit risk, and legal teams. Applicants for the VP position should have a Bachelor's ... Vice President , Private Share Lending Underwriting...& Portfolio Management About the Company Top-tier global investment bank Industry Financial Services Type Public Company Founded 1935… more
- Unknown (Dallas, TX)
- Vice President , Real Estate Attorney About the... VP , Real Estate Attorney to join their Legal & Compliance Division. The successful candidate will ... Company Top-tier global investment bank Industry Financial Services Type Public Company Founded 1935...Corporate Real Estate group, with a focus on all legal matters related to the firm's extensive real estate… more
- Unknown (Los Angeles, CA)
- Associate Vice President , Fund Accounting About the Company Leading international alternative asset organization offering comprehensive investment solutions ... Role The Company is in search of an Associate Vice President for its US Public Credit...across the organization, including with portfolio managers, investor relations, legal , compliance , operations, tax, FP&A, and financial… more
- Unknown (New York, NY)
- Vice President , Control Management About the Company Diverse financial services firm & investment bank Industry Financial Services Type Public Company ... Credit Specialties consumer & community banking corporate and investment bank asset management private banking and commercial banking Business Classifications… more
- Unknown (New York, NY)
- Vice President , Global Financial Crimes Advisory, Institutional Securities Group About the Company Top-tier global investment bank Industry Financial ... & Trading businesses. This role is pivotal in ensuring the firm's compliance with legal and regulatory requirements, and the officer will be responsible for… more
- BluPeak Credit Union (San Diego, CA)
- …policy, financial regulations, brand standards, and internal review processes. Partners with Compliance , Risk, and Legal teams on development of required ... Unions marketing and digital banking strategic plans. The manager supports the VP , Marketing and Digital Experience by driving initiatives that enhance the credit… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Compliance - US Corporate Investment Banking ... investment banking space, preferably in an advisory capacity. The Vice President will assist in the management...law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our ... alternative trading systems and market structure preferred + Significant experience in providing legal , regulatory or compliance advice to Equity Sales & Trading… more
- Federal Reserve Bank (Richmond, VA)
- …Regulation & Credit (SRC) Department has an immediate opening for a Vice President within the Large Financial Institution Supervision Portfolio Group ... and influences internal and external parties. This position reports directly to the Senior Vice President of the LFIS-PG unit, and is responsible for supervising… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** ... finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the...financial results. Drive monthly team variance discussions to facilitate legal entity oversight & regulatory reporting flux analysis process.… more
- JPMorgan Chase (New York, NY)
- …partnerships on our Consumer & Community Bank Corporate Development team. As a Vice President on the Consumer & Community Bank Corporate Development Card ... strategic partnerships at Chase across our major consumer businesses, including the Consumer Bank , Business Bank , Card Services, Home Lending, and Auto. Across… more
- Scotiabank (New York, NY)
- Associate Director ( Vice President ) Risk Solutions Group, Global Banking & Markets **Requisition ID:** 234619 **Salary Range:** 225,000.00 - 225,000.00 _Please ... to results, in an inclusive and high-performing culture. **Title: Associate Director ( Vice President ) Risk Solutions Group, Global Banking & Markets** **Global… more
- JPMorgan Chase (Tampa, FL)
- …with various stakeholders, including: Line of Business (LOB), Product, Supervision, Legal , Controls, Digital, Social Media, Risk/ Compliance teams, etc. **Job ... to existing policies, procedures based on regulatory requirements/standards. + Identify compliance -related risks for Private Bank marketing practices, processes… more
- TD Bank (New York, NY)
- …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... team partners closely with senior leaders across TDS, Risk, Legal , HR, Compliance and will work in...manner) + Established rapport with various stakeholders throughout the bank + Advanced Excel data manipulation skills (ability to… more
- Citigroup (Irving, TX)
- …within CCB which will **_drive future career growth opportunities_** . The CLM Vice President facilitates the end-to-end lending process for a covered industry ... Citi's Commercial Bank (CCB) for the North American (NAM) region...credit structure based on various risk considerations. The CLM Vice President is responsible for the underwriting… more
