- Monster (Redondo Beach, CA)
- …- Create new accounts and move assets from other investment firms. Provide client service for existing accounts. Assist with investment trading and record ... working with LPL Financial and/or Charles Schwab. We custody client accounts at both custodians. I have been a...working with our existing clients. Qualifications: Bachelor's degree required Series 7 License - optional Series… more
- Monster (Charlotte, NC)
- …and aggressive work ethic with self-discipline follow up skills * Tableau and SQL * Client Series 7 licensed If you have the described qualifications and ... time working remotely and the rest onsite at the client office in Charlotte, NC (uptown area). Compensation: $31.25...customer role at an investments type company) AND their Series 7 . * Strong customer service… more
- Monster (Berwyn, PA)
- …("BMCM"). The incumbent will collaborate with the Private Banking team to enhance the client service and solution offering with banking products. This role will ... have exposure to business development, client service and relationship building, working with...major is highly preferred. Must have a minimum of 7 years of experience in advisory business, financial planning… more
- Monster (Coral Gables, FL)
- …Requirements: Bachelor's degree in finance, business administration, economics or JD or Law Degree. FINRA Series 7 and Series 66 a plus. A masters' degree or ... officers, wealth advisors, etc. to integrate solutions. Ensures high standards of service quality are provided to customers to strengthen customer loyalty. Adheres… more
- Monster (Charlotte, NC)
- …Microsoft Excel spreadsheets experience importing, exporting, and manipulating data Nice to have FINRA Series 7 license - DOES NOT NEED TO BE ACTIVE Familiarity ... Innova Solutions has a client that is immediately hiring for an Investment...account onboarding, input and monitoring of cash payments, customer service , project support, funding operations, custodial operations, securities settlement… more
- Monster (Jersey City, NJ)
- …of installing Windows W2K16 and above on industry standard hardware (eg Client /IBM/Dell -including blade servers) Knowledge and experience of IIS, .NET, Knowledge of ... relational databases such as Sybase, Oracle, and SQL along with MQ Series . Good communication and interpersonal skills Project Management and Documentation skills … more
- JPMorgan Chase (Chicago, IL)
- …College degree or equivalent experience + Minimum 3 years of client service experience + FINRA Series 7 and Series 63 licenses required (or must ... The Client Service Associate is the primary...The Client Service Associate is the primary point of contact...This role is responsible for establishing, maintaining, and building client relationships. The Client Service … more
- Bank of America (Chandler, AZ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Chandler, Arizona **To proceed with your application, you must be at least 18 ... where the representative is expected to take several inbound service calls daily to solve for financial needs. Key...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Pennington, NJ)
- Life Services Financial Solutions Advisor ( Series 7 & 66 required) Pennington, New Jersey **To proceed with your application, you must be at least 18 years of ... and regulatory policies, procedures, and processes **Required Qualifications:** + Series 7 , and 66 or equivalent (required)...client requests and makes referrals to appropriate internal service providers based on client needs and… more
- Bank of America (Charlotte, NC)
- National Financial Solutions Advisor I (Charlotte, NC) ( Series 7 Required) Charlotte, North Carolina **To proceed with your application, you must be at least 18 ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Bank of America (Jacksonville, FL)
- Small Business National Financial Solutions Advisor ( Series 7 and 66 Required) Chandler, Arizona;Jacksonville, Florida **To proceed with your application, you ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chandler/Small-Business-National-Financial-Solutions-Advisor-- Series - 7 -and-66-Required-\_25035269) **Job Description:** At Bank of America,… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... statements. + Researches and resolves complex problems relating to client accounts and inquiries. + Assists Branch Manager in...lead others in providing a high level of customer service in a calm and professional manner, constantly projecting… more
- Raymond James Financial, Inc. (Memphis, TN)
- …in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... **Responsibilities:** + Serves as first point of contact to service a high volume of daily interactions, including basic...that an exemption or grandfathering cannot be applied. + Series 7 required. + Series … more
- Truist (Sarasota, FL)
- …features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. ( Series 63 & ... business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND… more
- Bank of America (Atlanta, GA)
- …Plans. The PWCRM partners closely with advisor teams to deliver a branded client service model focusing on digital solutions and enterprise capabilities. ... responsibilities include, but are not limited to:** + Ensuring client service expectations are met and exceeded...the role:** + Candidates are **required** to currently hold Series 7 AND Series 66… more
- Bank of America (Washington, DC)
- …in the market while working with the Home Office to ensure superior client service . Key responsibilities include partnering with the market leadership team, ... partner closely with advisor teams to deliver a branded client service model focusing on digital solutions...policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66… more
- Bank of America (Frisco, TX)
- …in the market while working with the Home Office to ensure superior client service . Key responsibilities include partnering with the market leadership team, ... partners closely with advisor teams to deliver an exceptional client service model focusing on digital solutions...delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66… more
- Bank of America (New York, NY)
- …ACRM role will participate in the overall delivery and management of the client service experience for the Market. **Specific responsibilities include, but are ... not limited to:** + Promote the satisfaction of client service expectations while balancing the risk...able to obtain the following in a specified timeframe: Series 7 (SIE, 7 Top-Off)… more
- Citigroup (Jacksonville, FL)
- The Senior Group Manager for the Citigold Client Service teams is responsible for implementation and execution of the service model strategy for clients in ... to meet goals. The Senior Group Manager for Citigold Client Service leads and supports transformation initiatives...plans to meet organizational goals + Required US FINRA: Series 7 , Series 66 (or… more
- JPMorgan Chase (Houston, TX)
- If you have leadership and mentoring experience as well as delivering premier client service solutions, JP Morgan is the place for you! As a Private Bank ... Client Service Manager within JP Morgan, you...Client Service Manager within JP Morgan, you are responsible for...years of leadership experience + FINRA Securities Industry Essentials, Series 7 , Series 24 and… more
