- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 licensing required. Must be able to be licensed ... * Determines best method to resolve issues to ensure client satisfaction and adherence to company policies. * Follows...responsibilities as assigned. * Hours will be 10 - 7 Eastern Time. **Knowledge, Skills, and Abilities:** **Knowledge of:**… more
- Raymond James Financial, Inc. (TN)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 Licenses Required - Must be able to be ... and final communications. * Determines best method to resolve issues to ensure client satisfaction and adherence to company policies. * Follows up, either verbally… more
- Bank of America (Lincoln, RI)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Lincoln, Rhode Island **Job Description:** At Bank of America, we are guided by a ... to sales with existing Merrill clients * Provides exceptional client care, growing client relationships, and guiding...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Chandler, AZ)
- Financial Solutions Advisor - Bilingual Spanish ( Series 7 required) Chandler, Arizona **Job Description:** **Position Description** Financial Solutions Advisors ... (FSAs) are phone-based licensed advisors ( Series 7 and 66 required) that provide...markets and apply key principles appropriately to the individual client 's investment needs. Additionally, they align Merrill Lynch and… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **Job Description:** At Bank of America, we're creating real, ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- University of Colorado (Aurora, CO)
- …for Dependency, Addiction, and Rehabilitation (CeDAR) (Open Rank Professor Series )** **Description** **University of Colorado Anschutz Medical Campus** **School of ... for Dependency, Addiction, and Rehabilitation** **(CeDAR) (Open Rank - Professor Series )** **Position #00826737 - Requisition #34694** **This position may be… more
- Netflix (Los Angeles, CA)
- …services, with 283 million paid memberships in over 190 countries enjoying TV series , films and games across a wide variety of genres and languages. Members ... seeking a collaborative and passionate professional with a strong client -service orientation to join our UCAN-based Production Tax team...to talk to you as well! + 5 to 7 years of tax experience, including public accounting, law… more
- Bank of America (Washington, DC)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Merrill Market Client Relationship Manager Washington, District of Columbia **Job... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Washington, DC)
- … client centric individual who has or is able to obtain the following in a specified timeframe: Series 7 (SIE, 7 Top-Off) AND Series 66 (or Series ... Merrill Associate Client Relationship Manager Washington, District of Columbia **Job... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Raymond James Financial, Inc. (Chicago, IL)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
- Raymond James Financial, Inc. (St. Louis, MO)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
- Raymond James Financial, Inc. (Westlake, OH)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
- Raymond James Financial, Inc. (FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and 63 licenses required. Must be licensed in All 50 ... goal rather we want you to focus on delivering a Service 1st client experience. Extensive contact with clients via phone. **Essential Duties and Responsibilities** +… more
- US Bank (Bridgeton, MO)
- …to meet defined referral client and wealth management introductions. Position requires the FINRA SIE, Series 6 (or Series 7 ) and Series 63 (or ... and discover what you excel at-all from Day One. **Job Description** Client Relationship Consultants build relationships with customers, engaging them via multiple… more
- Raymond James Financial, Inc. (Atlanta, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem… more
- Raymond James Financial, Inc. (Shreveport, LA)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... the financial advisors and branch office. * Onboards new clients, opens new client accounts and researches client and security information using internal… more
- Truist (Tampa, FL)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL...the Series 7 or Series 66 will be considered… more
- Raymond James Financial, Inc. (FL)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... proactive, virtual support to financial advisors. Provide efficient, high quality client service, account maintenance, and administrative support to advisors within… more
- First Horizon Bank (Raleigh, NC)
- …**QUALIFICATIONS** + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials ... all aspects of their balance sheet to generate new client acquisition. You will be part of a local...project or the organization **Licenses & Certifications** **Required** + Series 7 **Preferred** + Series … more
- First Horizon Bank (Orlando, FL)
- …**QUALIFICATIONS** + Bachelor's Degree Required. + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials ... site as described in posting. **Summary** As a Private Client Relationship Manager (PCRM), you are responsible for new...project or the organization **Licenses & Certifications** **Required** + Series 7 **Preferred** + Series … more