- Charles Schwab Inc. (Dallas, TX)
- …than Schwab's Investment Consultant role. What you have Required Qualifications: A valid and active Series 7 license is required ( license may be obtained ... of employment through Branch Network Licensing Program) A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition… more
- Charles Schwab Inc. (Morrisville, PA)
- …- this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license required Obtaining or acquiring FINRA Series 66 ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Raymond James Financial, Inc. (Southfield, MI)
- …SIE required (prior to start)provided that an exemption or grandfathering cannot be applied. Series 7 License required, or ability to obtain within six ... (6) months. Series 63 (or 66) License required , or ability to obtain within six (6) months. Education High School (HS) (Required) Work Experience General… more
- The Cape Cod Five Cents Savings Bank (Hyannis, MA)
- …duties of this position) High School Diploma required, Associate's or Bachelor's degree preferred. Series 7 Securities License preferred (or to be obtained ... after the hire date). Achieve additional Licenses, ie Series 65/66, Insurance and Annuities Licenses preferred (or obtained after hire date) Longer term goals to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of experience, education, and/or training approved by Human Resources. Licenses/Certifications: Series 7 license preferred Education Bachelor's, Bachelor's: ... Business Administration, Bachelor's: Finance Work Experience General Experience - 3 to 6 years Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) Travel Less than 25% Workstyle Hybrid At Raymond James our… more
- Strategies for Wealth (New York, NY)
- …in business administration, finance, or other related field *Though not required, a valid FINRA Series 7 & 63/66 license is considered a plus *Basic ... approach and strategies to improve performance. * Obtain FINRA License : Work toward obtaining your FINRA license ...FINRA License : Work toward obtaining your FINRA license as part of your professional growth and development… more
- First Horizon (Memphis, TN)
- …SKILLS Microsoft Office suite TeamMate + (Preferred) CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc) Professional certification ... (CIA or CPA preferred; or ability to obtain within 24 months of hire. About Us: First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital… more
- First Horizon (Houston, TX)
- …AND OFFICE EQUIPMENT SKILLS 1. Microsoft Office suite CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc) None required About Us ... First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon… more
- Modern Woodmen of America (Nashville, TN)
- …an active life insurance license , FINRA securities registration (Securities Industry Essentials(R)/SIE), Series 6 and/or 7 license , and Series 63 ... license , as required by state). Ability to pass a background check that includes satisfactory regulatory, criminal and financial standing. Benefits and perks Paid medical and dental insurance. 401(k) retirement plan with company match. Noncontributory… more
- First Horizon (Birmingham, AL)
- …COMPUTER AND OFFICE EQUIPMENT SKILLS Microsoft Office suite CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc) None required About ... and/or abilities required in this position: Bachelor (4-year college) degree and 5- 7 years of experience or equivalent combination of education and experience… more
- First Horizon (New Orleans, LA)
- …OFFICE EQUIPMENT SKILLS Microsoft Office Suite, Salesforce CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc) None required. NMLS ... Language As part of the employment process for this position, you will have to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is… more
- First Horizon (Birmingham, AL)
- …management systems and payment platforms is preferred. CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc) Certified Treasury ... Professional (CTP) or similar certification is a plus Hours Monday- Friday 9:00 AM - 5:00 PM About Us First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full… more
- Zoe Financial (New York, NY)
- …in an office environment alongside Zoe's Leadership Team. Nice to Have: Series 7 and Series 63 License Benefits: Compensation includes a competitive base ... salary and bonuses. Healthcare, Dental & Vision Coverage Commuting & Gym benefits 401(K) As an early member of our team, you'll have a rare opportunity to influence the culture of a fast-growing company. Two weeks PTO more
- AFIN Family Wealth Management Inc (Winnetka, IL)
- …Bachelor's degree in Finance, Economics, Business Administration, or related field Life and Health Insurance license Series 7 and 66 (or 63 and 65) Required ... Knowledge, Skills, & Abilities: Proficiency in financial planning software, portfolio management tools, and Microsoft Office Suite. Excellent customer service, communications, and organizational skills The ability to work on multiple projects simultaneously… more
- LPL Financial Holdings, Inc. (Woodstock, GA)
- …vision of success, we're with you every step of the way. Requirements: Series 7 and 66 (63/65) required Insurance license required Two or more years of ... investment sales experience Apply online at: By submitting an application, you are not applying for employment with LPL Financial. Employment is with LGE Community Credit Union, however, in accordance with regulatory requirements, LPL Financial would hold your… more
- Foster Klima (Fargo, ND)
- …your required licenses, including Life and Health, as well as securities licenses such as the SIE, Series 6, Series 7 , Series 65, or Series 66. ... career growth and development. *Must obtain Life and Health license within 90 days of accepted offer of employment....within 18 months of accepted offer of employment (SIE, Series 7 , Series 65/ Series… more
- LPL Financial Holdings, Inc. (Elgin, IL)
- …vision of success, we're with you every step of the way. Requirements: Series 7 and 66 (63/65) required Insurance license required Three or more years of ... investment sales experience Apply online at: By submitting an application, you are not applying for employment with LPL Financial. Employment is with Wintrust Bank, however, in accordance with regulatory requirements, LPL Financial would hold your… more
- JPMorgan Chase & Co. (Westerville, OH)
- …and skills: A valid and active Series 7 A valid and active Series 66 (63/65) license is required or ability to obtain within 60 days of starting ... a fast- paced environment; adaptive to change *A valid and active Series 7 *A valid and active Series 66 (63/65) license is required or ability to obtain… more
- LPL Financial Holdings, Inc. (Davenport, IA)
- …vision of success, we're with you every step of the way. Requirements: Series 7 and 66 (63/65) required Insurance license required Three or more years of ... investment sales experience Apply online at: By submitting an application, you are not applying for employment with LPL Financial. Employment is with GreenState Credit Union, however, in accordance with regulatory requirements, LPL Financial would hold your… more
- LPL Financial Holdings, Inc. (Albuquerque, NM)
- …vision of success, we're with you every step of the way. Requirements: Series 7 and 66 (63/65) required Insurance license required Three or more years of ... investment sales experience Apply online at: By submitting an application, you are not applying for employment with LPL Financial. Employment is with TruStage, however, in accordance with regulatory requirements, LPL Financial would hold your… more
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